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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
526
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$4.6M 0.03%
122,953
+1,482
+1% +$56.9K
FIS icon
527
Fidelity National Information Services
FIS
$24.2B
$4.58M 0.03%
84,360
-25,247
-23% -$1.64M
DLS icon
528
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$4.58M 0.03%
75,118
+5,821
+8% +$357K
ICVT icon
529
iShares Convertible Bond ETF
ICVT
$6.97B
$4.57M 0.03%
62,927
-11,351
-15% -$822K
SCHO icon
530
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$4.54M 0.03%
186,120
+164,506
+761% +$3.98M
MDYV icon
531
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.52M 0.03%
68,434
-120,785
-64% -$8.29M
XYLD icon
532
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$4.51M 0.03%
111,410
+21,106
+23% +$851K
JANW icon
533
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$345M
$4.48M 0.03%
162,542
+152,717
+1,554% +$4.14M
NOBL icon
534
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$4.44M 0.03%
97,250
-11,440
-11% -$520K
SPIP icon
535
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$4.44M 0.03%
166,316
+83,251
+100% +$2.18M
FDIS icon
536
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
$4.4M 0.03%
67,271
+36,575
+119% +$2.31M
ADP icon
537
Automatic Data Processing
ADP
$109B
$4.4M 0.03%
19,777
+1,117
+6% +$252K
ULTA icon
538
Ulta Beauty
ULTA
$21.8B
$4.36M 0.03%
7,992
+730
+10% +$375K
FV icon
539
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$4.36M 0.03%
96,710
-148,231
-61% -$6.91M
PNC icon
540
PNC Financial Services
PNC
$99.1B
$4.34M 0.03%
34,164
-2,553
-7% -$385K
IBDP
541
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$4.31M 0.03%
175,274
+159,330
+999% +$3.91M
FISV
542
Fiserv Inc
FISV
$29.7B
$4.3M 0.03%
38,051
-2,084
-5% -$229K
LRCX icon
543
Lam Research
LRCX
$316B
$4.26M 0.03%
80,400
-46,580
-37% -$2.29M
ILCG icon
544
iShares Morningstar Growth ETF
ILCG
$3B
$4.25M 0.03%
+76,712
New +$4.02M
FCX icon
545
Freeport-McMoran
FCX
$86.2B
$4.25M 0.03%
103,785
-124,288
-54% -$5.17M
HYGV icon
546
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$4.24M 0.03%
103,987
-147,500
-59% -$6M
EMLC icon
547
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$4.23M 0.03%
167,437
+927
+0.6% +$23K
DRI icon
548
Darden Restaurants
DRI
$24.3B
$4.21M 0.03%
27,133
+22,418
+475% +$3.32M
CB icon
549
Chubb
CB
$140B
$4.21M 0.03%
21,660
-263
-1% -$55.3K
DSEP icon
550
FT Vest US Equity Deep Buffer ETF September
DSEP
$346M
$4.2M 0.03%
131,254
-235,942
-64% -$7.41M
20 21
22
23 24

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.