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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
526
Archer Daniels Midland
ADM
$39.6B
$2.87M 0.02%
47,793
+468
+1% +$28.1K
AKAM icon
527
Akamai
AKAM
$15.9B
$2.85M 0.02%
27,263
-19,230
-41% -$2.2M
SWKS icon
528
Skyworks Solutions
SWKS
$9.35B
$2.85M 0.02%
17,274
+5,345
+45% +$977K
SPEM icon
529
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.8B
$2.84M 0.02%
66,846
-122,290
-65% -$5.31M
IPAY icon
530
Amplify Mobile Payments ETF
IPAY
$172M
$2.83M 0.02%
41,857
-877
-2% -$61.9K
CMS icon
531
CMS Energy
CMS
$23.2B
$2.81M 0.02%
46,982
+6,984
+17% +$436K
CMI icon
532
Cummins
CMI
$85.3B
$2.79M 0.02%
12,432
-402
-3% -$94.2K
BAB icon
533
Invesco Taxable Municipal Bond ETF
BAB
$1.03B
$2.79M 0.02%
84,729
-31,240
-27% -$1.05M
IBUY icon
534
Amplify Online Retail ETF
IBUY
$112M
$2.79M 0.02%
25,503
-4,138
-14% -$490K
PBW icon
535
Invesco WilderHill Clean Energy ETF
PBW
$386M
$2.79M 0.02%
36,084
+1,757
+5% +$144K
FCX icon
536
Freeport-McMoran
FCX
$85.7B
$2.79M 0.02%
85,658
+21,472
+33% +$756K
ALL icon
537
Allstate
ALL
$71B
$2.78M 0.02%
21,846
+3,198
+17% +$423K
ELV icon
538
Elevance Health
ELV
$83.2B
$2.76M 0.02%
7,411
-248
-3% -$94.2K
BDX icon
539
Becton Dickinson
BDX
$46.2B
$2.75M 0.02%
11,444
+964
+9% +$236K
TRU icon
540
TransUnion
TRU
$16.2B
$2.73M 0.02%
24,351
+1,333
+6% +$157K
DDLS icon
541
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$431M
$2.73M 0.02%
78,559
+13,056
+20% +$462K
IBDM
542
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$2.72M 0.02%
+110,146
New +$2.73M
HP icon
543
Helmerich & Payne
HP
$3.33B
$2.72M 0.02%
99,232
+26,950
+37% +$752K
GDX icon
544
VanEck Gold Miners ETF
GDX
$22.2B
$2.71M 0.02%
91,940
+905
+1% +$29.5K
VPU
545
Vanguard Utilities ETF
VPU
$8.69B
$2.7M 0.02%
19,424
-21,453
-52% -$3.13M
PH icon
546
Parker-Hannifin
PH
$122B
$2.7M 0.02%
9,664
-4,496
-32% -$1.34M
OUSA icon
547
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$755M
$2.7M 0.02%
64,758
+3,207
+5% +$139K
MJ icon
548
Amplify Alternative Harvest ETF
MJ
$96.9M
$2.68M 0.02%
15,516
-4,016
-21% -$820K
CBRE icon
549
CBRE Group
CBRE
$44.1B
$2.67M 0.02%
27,477
+875
+3% +$81.3K
EWSC
550
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
$2.67M 0.02%
+33,034
New +$2.68M
20 21
22
23 24

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.