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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZO icon
526
AutoZone
AZO
$51.3B
$1.82M 0.02%
1,533
+461
+43% +$534K
TSCO icon
527
Tractor Supply
TSCO
$16.3B
$1.81M 0.02%
64,365
-635
-1% -$17.8K
IXUS icon
528
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
$1.8M 0.02%
26,820
-2,627
-9% -$165K
LOGI icon
529
Logitech
LOGI
$14.8B
$1.8M 0.02%
18,533
+4,701
+34% +$406K
EWJ icon
530
iShares MSCI Japan ETF
EWJ
$21.2B
$1.8M 0.02%
+26,613
New +$1.67M
ED icon
531
Consolidated Edison
ED
$41.4B
$1.78M 0.02%
24,645
-796
-3% -$61.8K
GGG icon
532
Graco
GGG
$13.2B
$1.78M 0.02%
24,575
-33
-0.1% -$2.21K
SNAP icon
533
Snap
SNAP
$7.96B
$1.77M 0.02%
+35,331
New +$1.47M
SLY
534
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.77M 0.02%
22,218
+9,408
+73% +$670K
PNC icon
535
PNC Financial Services
PNC
$99.1B
$1.77M 0.02%
11,853
-5,565
-32% -$711K
XMLV icon
536
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$1.76M 0.02%
36,521
+16,034
+78% +$723K
WIX icon
537
WIX.com
WIX
$2.56B
$1.75M 0.02%
6,995
-1,019
-13% -$268K
VTEB icon
538
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$1.75M 0.02%
31,640
+2,535
+9% +$138K
COP icon
539
ConocoPhillips
COP
$144B
$1.74M 0.02%
43,557
-16,230
-27% -$598K
LEN icon
540
Lennar Class A
LEN
$20.4B
$1.74M 0.02%
23,597
+185
+0.8% +$13.9K
CBRE icon
541
CBRE Group
CBRE
$43.3B
$1.74M 0.02%
27,740
-5,057
-15% -$286K
APD icon
542
Air Products & Chemicals
APD
$65.5B
$1.74M 0.02%
6,354
-1,237
-16% -$348K
MS icon
543
Morgan Stanley
MS
$319B
$1.74M 0.02%
25,329
-6,480
-20% -$372K
VONG icon
544
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$1.73M 0.02%
27,988
+13,208
+89% +$773K
OUNZ icon
545
VanEck Merk Gold Trust
OUNZ
$2.51B
$1.73M 0.02%
93,582
-13,972
-13% -$256K
DBEM icon
546
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$101M
$1.71M 0.02%
62,104
-3,802
-6% -$99.1K
SDY icon
547
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$1.71M 0.02%
16,124
+11,412
+242% +$1.15M
IQV icon
548
IQVIA
IQV
$40.7B
$1.7M 0.02%
9,503
+64
+0.7% +$10.8K
BKNG icon
549
Booking.com
BKNG
$156B
$1.7M 0.02%
19,100
+1,300
+7% +$100K
NWL icon
550
Newell Brands
NWL
$2.21B
$1.67M 0.02%
78,803
-3,426
-4% -$66.8K
20 21
22
23 24

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.