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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQUA icon
526
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$1.41M 0.02%
43,555
-9,562
-18% -$308K
NWL icon
527
Newell Brands
NWL
$2.21B
$1.41M 0.02%
82,229
-1,700
-2% -$28.4K
IGM icon
528
iShares Expanded Tech Sector ETF
IGM
$9.57B
$1.41M 0.02%
27,318
-1,554
-5% -$78.4K
AGNC icon
529
AGNC Investment
AGNC
$12.7B
$1.4M 0.02%
100,940
-48,735
-33% -$671K
AOA icon
530
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$1.4M 0.02%
24,208
+2,546
+12% +$147K
KHC icon
531
Kraft Heinz
KHC
$32.8B
$1.4M 0.02%
46,825
+4,354
+10% +$145K
UN
532
DELISTED
Unilever NV New York Registry Shares
UN
$1.4M 0.02%
+23,201
New +$1.34M
SYY icon
533
Sysco
SYY
$40.8B
$1.4M 0.02%
22,488
-1,091
-5% -$63.5K
DRI icon
534
Darden Restaurants
DRI
$24.3B
$1.4M 0.02%
13,852
-3,130
-18% -$260K
CINF icon
535
Cincinnati Financial
CINF
$27.8B
$1.38M 0.02%
17,707
-555
-3% -$43K
CCK icon
536
Crown Holdings
CCK
$13B
$1.38M 0.02%
17,933
+1,064
+6% +$77.8K
PEG icon
537
Public Service Enterprise Group
PEG
$38.7B
$1.38M 0.02%
25,092
-16,720
-40% -$885K
ROL icon
538
Rollins
ROL
$18.6B
$1.38M 0.02%
38,118
+1,165
+3% +$40.3K
WU icon
539
Western Union
WU
$2.53B
$1.38M 0.02%
64,216
+1,582
+3% +$35.9K
PHO icon
540
Invesco Water Resources ETF
PHO
$2.03B
$1.38M 0.02%
34,662
+5,219
+18% +$204K
IJS icon
541
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.37M 0.02%
22,362
-2,546
-10% -$160K
HISF icon
542
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$1.36M 0.02%
30,776
-742
-2% -$33.8K
WPC icon
543
W.P. Carey
WPC
$17B
$1.35M 0.02%
21,221
-6,479
-23% -$437K
IWB icon
544
iShares Russell 1000 ETF
IWB
$47.1B
$1.35M 0.02%
7,231
-1,140
-14% -$211K
PFG icon
545
Principal Financial Group
PFG
$24.3B
$1.35M 0.02%
33,555
+10
+0% +$426
SPHD icon
546
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$1.35M 0.02%
40,961
-101,156
-71% -$3.41M
OEC icon
547
Orion
OEC
$403M
$1.35M 0.02%
107,766
-1,983
-2% -$23.8K
WSFS icon
548
WSFS Financial
WSFS
$4.14B
$1.35M 0.02%
49,945
– –
CTAS icon
549
Cintas
CTAS
$86.6B
$1.34M 0.02%
+16,104
New +$1.24M
SWKS icon
550
Skyworks Solutions
SWKS
$9.21B
$1.33M 0.02%
9,121
+5,281
+138% +$734K
20 21
22
23 24

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TAF
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.