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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEI.A icon
526
HEICO Corp Class A
HEI.A
$35.8B
$859K 0.02%
13,443
+6,123
+84% +$547K
WDC icon
527
Western Digital
WDC
$184B
$856K 0.02%
27,225
+20,492
+304% +$907K
DOV icon
528
Dover
DOV
$27.5B
$855K 0.02%
10,184
-137
-1% -$14.5K
SMMV icon
529
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
$853K 0.02%
+32,997
New +$1.08M
FXH icon
530
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$852K 0.02%
11,513
-2,360
-17% -$192K
VOD icon
531
Vodafone
VOD
$37.2B
$848K 0.02%
61,582
-45,307
-42% -$809K
GSG icon
532
iShares S&P GSCI Commodity-Indexed Trust
GSG
$995M
$846K 0.02%
90,959
+24,235
+36% +$329K
CHKP icon
533
Check Point Software Technologies
CHKP
$13.1B
$845K 0.02%
8,402
-3,488
-29% -$374K
EEM icon
534
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$838K 0.02%
24,558
-42,968
-64% -$1.76M
HOLX
535
DELISTED
Hologic
HOLX
$836K 0.02%
23,812
-1,545
-6% -$73.6K
ZION icon
536
Zions Bancorporation
ZION
$10.1B
$831K 0.02%
31,050
+15,514
+100% +$639K
VLUE icon
537
iShares MSCI USA Value Factor ETF
VLUE
$9.28B
$830K 0.02%
13,177
-1,502
-10% -$121K
GDDY icon
538
GoDaddy
GDDY
$13.2B
$829K 0.02%
14,514
+10,803
+291% +$715K
TSM icon
539
TSMC
TSM
$2.09T
$826K 0.02%
17,286
-673
-4% -$36.8K
LUV icon
540
Southwest Airlines
LUV
$22.3B
$822K 0.02%
23,077
+18
+0.1% +$892
FDLO icon
541
Fidelity Low Volatility Factor ETF
FDLO
$1.43B
$819K 0.02%
26,253
-59,765
-69% -$2.21M
LEN icon
542
Lennar Class A
LEN
$20.2B
$808K 0.02%
21,851
-4,014
-16% -$227K
TROW icon
543
T. Rowe Price
TROW
$25.6B
$806K 0.02%
8,250
+1,240
+18% +$152K
LNT icon
544
Alliant Energy
LNT
$18.3B
$800K 0.02%
16,572
+2,424
+17% +$133K
WBD icon
545
Warner Bros
WBD
$63.9B
$800K 0.02%
41,135
+18,056
+78% +$496K
IP icon
546
International Paper
IP
$22.8B
$795K 0.02%
26,957
+13,589
+102% +$504K
FEX icon
547
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$792K 0.02%
16,621
+3,893
+31% +$233K
VRP icon
548
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$789K 0.02%
36,752
-6,638
-15% -$162K
APTV icon
549
Aptiv
APTV
$12.3B
$777K 0.02%
15,775
+1,649
+12% +$129K
EXR icon
550
Extra Space Storage
EXR
$31.3B
$772K 0.02%
8,058
+2,990
+59% +$311K
20 21
22
23 24

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.