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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATH icon
526
Nathan's Famous
NATH
$406M
$1.04M 0.02%
14,686
-314
-2% -$23.1K
GM icon
527
General Motors
GM
$78.7B
$1.04M 0.02%
28,411
+14,497
+104% +$527K
VTEB icon
528
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$1.04M 0.02%
19,373
+1,228
+7% +$65.7K
FTSM icon
529
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$1.04M 0.02%
17,246
-15
-0.1% -$902
BEP icon
530
Brookfield Renewable
BEP
$9.74B
$1.02M 0.02%
41,264
+6,121
+17% +$144K
GWX icon
531
State Street SPDR S&P International Small Cap ETF
GWX
$863M
$1.02M 0.02%
32,138
+7,470
+30% +$230K
PXH icon
532
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.91B
$1.02M 0.02%
45,844
+1,201
+3% +$25.3K
LYB icon
533
LyondellBasell Industries
LYB
$18.9B
$1.02M 0.02%
10,792
+4,356
+68% +$399K
HYS icon
534
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$1.02M 0.02%
10,210
+6,987
+217% +$693K
WEC icon
535
WEC Energy
WEC
$37.1B
$1.02M 0.02%
11,013
+3,333
+43% +$304K
FTA icon
536
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$1.01M 0.02%
17,849
+12,269
+220% +$658K
CDK
537
DELISTED
CDK Global, Inc.
CDK
$1.01M 0.02%
18,450
+2,396
+15% +$123K
ACWX icon
538
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$1M 0.02%
20,424
+2,115
+12% +$101K
IDU icon
539
iShares US Utilities ETF
IDU
$1.39B
$980K 0.02%
12,100
-19,822
-62% -$1.58M
EFAV icon
540
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
$971K 0.02%
13,028
+6,987
+116% +$521K
SJNK icon
541
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$963K 0.02%
35,757
-80,829
-69% -$2.17M
DTE icon
542
DTE Energy
DTE
$30.6B
$956K 0.02%
8,652
-2,409
-22% -$260K
HPE icon
543
Hewlett Packard
HPE
$63.8B
$950K 0.02%
59,920
+3,091
+5% +$49.4K
IFLN
544
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$949K 0.02%
49,251
+36,299
+280% +$692K
CDW icon
545
CDW
CDW
$17.6B
$937K 0.02%
6,561
+2,868
+78% +$379K
VSHY icon
546
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$931K 0.02%
38,857
-591
-1% -$14.1K
SRLN icon
547
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$923K 0.02%
19,807
+9,542
+93% +$440K
BAX icon
548
Baxter International
BAX
$12.1B
$917K 0.02%
10,962
+611
+6% +$50.6K
AGZD icon
549
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$910K 0.02%
37,878
-2,052
-5% -$49.2K
WHR icon
550
Whirlpool
WHR
$2.44B
$909K 0.02%
6,162
-154
-2% -$23.3K
20 21
22
23 24

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.