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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
526
iShares US Financials ETF
IYF
$4.68B
$709K 0.02%
11,008
-55,286
-83% -$3.51M
ISRG icon
527
Intuitive Surgical
ISRG
$128B
$707K 0.02%
3,930
+276
+8% +$47.7K
APD icon
528
Air Products & Chemicals
APD
$65.4B
$703K 0.02%
3,168
+246
+8% +$55.3K
VLUE icon
529
iShares MSCI USA Value Factor ETF
VLUE
$9.37B
$703K 0.02%
+8,572
New +$695K
MS icon
530
Morgan Stanley
MS
$336B
$700K 0.02%
16,416
-202
-1% -$8.63K
VTRS icon
531
Viatris
VTRS
$20.6B
$699K 0.02%
+35,330
New +$693K
FXL icon
532
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$698K 0.02%
10,721
+433
+4% +$29.2K
GSG icon
533
iShares S&P GSCI Commodity-Indexed Trust
GSG
$983M
$697K 0.02%
46,339
+9,013
+24% +$137K
YUM icon
534
Yum! Brands
YUM
$41.1B
$692K 0.02%
6,104
+12
+0.2% +$1.37K
TROW icon
535
T. Rowe Price
TROW
$25.4B
$687K 0.02%
6,015
+2,670
+80% +$297K
AOS icon
536
A.O. Smith
AOS
$8.58B
$686K 0.02%
14,372
+1,692
+13% +$78.2K
CB icon
537
Chubb
CB
$139B
$684K 0.02%
4,234
+817
+24% +$126K
IYR icon
538
iShares US Real Estate ETF
IYR
$4.74B
$684K 0.02%
7,315
+566
+8% +$51.5K
SLV icon
539
iShares Silver Trust
SLV
$28.3B
$681K 0.02%
42,755
-7,494
-15% -$119K
IBKC
540
DELISTED
IBERIABANK Corp
IBKC
$678K 0.02%
8,979
– –
VER
541
DELISTED
VEREIT, Inc.
VER
$676K 0.02%
13,832
+1,782
+15% +$84.1K
TEX icon
542
Terex
TEX
$7.9B
$668K 0.02%
25,735
+396
+2% +$10.9K
EPR icon
543
EPR Properties
EPR
$4.87B
$667K 0.02%
8,681
+451
+5% +$34.3K
RF icon
544
Regions Financial
RF
$26.2B
$666K 0.02%
42,101
+5,954
+16% +$90K
OHI icon
545
Omega Healthcare
OHI
$15.3B
$664K 0.02%
15,877
-203
-1% -$7.91K
TTEK icon
546
Tetra Tech
TTEK
$8.27B
$664K 0.02%
38,270
-1,140
-3% -$18.6K
CMI icon
547
Cummins
CMI
$90.9B
$658K 0.02%
4,046
-154
-4% -$24.6K
ZTS icon
548
Zoetis
ZTS
$32.2B
$657K 0.02%
5,277
+923
+21% +$111K
SPMB icon
549
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
$652K 0.02%
+24,826
New +$650K
HDMV icon
550
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$651K 0.02%
19,547
+1,726
+10% +$57.4K
20 21
22
23 24

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.