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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
501
Progressive
PGR
$128B
$3.17M 0.03%
35,117
-6,772
-16% -$645K
STZ icon
502
Constellation Brands
STZ
$22.5B
$3.15M 0.03%
14,958
+1,495
+11% +$326K
ENB icon
503
Enbridge
ENB
$121B
$3.13M 0.03%
78,620
+5,658
+8% +$223K
IEO icon
504
iShares US Oil & Gas Exploration & Production ETF
IEO
$549M
$3.09M 0.03%
53,191
+10,503
+25% +$548K
PCYO icon
505
Pure Cycle
PCYO
$259M
$3.06M 0.03%
+229,817
New +$3.33M
CTSH icon
506
Cognizant
CTSH
$23.8B
$3.05M 0.03%
41,131
+23,098
+128% +$1.7M
SIRI icon
507
SiriusXM
SIRI
$10.7B
$3.03M 0.03%
49,737
+7,829
+19% +$492K
BCE icon
508
BCE
BCE
$20.3B
$3.03M 0.03%
60,534
+9,878
+20% +$500K
SSO icon
509
ProShares Ultra S&P500
SSO
$7.75B
$3.02M 0.02%
+100,948
New +$3.19M
GNL icon
510
Global Net Lease
GNL
$1.86B
$3.02M 0.02%
188,519
+4,085
+2% +$71.7K
REZ icon
511
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$3.01M 0.02%
35,187
+25,866
+278% +$2.29M
PTLC icon
512
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$3.01M 0.02%
79,765
-3,216
-4% -$125K
AGNC icon
513
AGNC Investment
AGNC
$12.9B
$3.01M 0.02%
190,720
+13,773
+8% +$223K
LAMR icon
514
Lamar Advertising Co
LAMR
$16.5B
$3M 0.02%
26,450
+386
+1% +$42.3K
AFIF icon
515
Anfield Universal Fixed Income ETF
AFIF
$227M
$2.99M 0.02%
310,684
+12,872
+4% +$125K
IGM icon
516
iShares Expanded Tech Sector ETF
IGM
$9.78B
$2.97M 0.02%
44,172
+12,762
+41% +$887K
CCL icon
517
Carnival Corporation Ltd
CCL
$38.7B
$2.97M 0.02%
118,740
-11,606
-9% -$270K
HYD icon
518
VanEck High Yield Muni ETF
HYD
$4.45B
$2.95M 0.02%
47,259
-25,767
-35% -$1.63M
NEM icon
519
Newmont
NEM
$96.4B
$2.92M 0.02%
53,826
+4,207
+8% +$248K
VTR icon
520
Ventas
VTR
$47.7B
$2.92M 0.02%
52,945
+1,644
+3% +$94.2K
BWA icon
521
BorgWarner
BWA
$13B
$2.92M 0.02%
76,807
-23,647
-24% -$940K
IVZ icon
522
Invesco
IVZ
$13B
$2.92M 0.02%
121,123
+21,453
+22% +$537K
HEEM icon
523
iShares Currency Hedged MSCI Emerging Markets
HEEM
$271M
$2.92M 0.02%
95,654
+23,521
+33% +$736K
TAN icon
524
Invesco Solar ETF
TAN
$1.41B
$2.88M 0.02%
36,086
-16,992
-32% -$1.43M
R icon
525
Ryder
R
$9.98B
$2.88M 0.02%
+34,839
New +$2.68M
19 20
21
22 23

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.