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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
501
SiriusXM
SIRI
$11B
$1.97M 0.02%
30,996
+458
+1% +$28.1K
LRCX icon
502
Lam Research
LRCX
$316B
$1.96M 0.02%
41,510
-17,270
-29% -$727K
VFH icon
503
Vanguard Financials ETF
VFH
$13.4B
$1.95M 0.02%
26,746
+17,368
+185% +$1.15M
DDWM icon
504
WisdomTree Dynamic International Equity Fund
DDWM
$1.47B
$1.94M 0.02%
69,470
+10,235
+17% +$273K
AOA icon
505
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$1.93M 0.02%
30,006
+5,798
+24% +$354K
MOAT icon
506
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$1.93M 0.02%
31,057
+23,158
+293% +$1.36M
PFG icon
507
Principal Financial Group
PFG
$24.3B
$1.93M 0.02%
38,828
+5,273
+16% +$242K
A icon
508
Agilent Technologies
A
$39.6B
$1.92M 0.02%
16,222
+579
+4% +$64.1K
ADI icon
509
Analog Devices
ADI
$172B
$1.92M 0.02%
12,964
-1,618
-11% -$215K
ENB icon
510
Enbridge
ENB
$120B
$1.9M 0.02%
59,456
-9,205
-13% -$280K
USHY icon
511
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$1.9M 0.02%
46,023
-193
-0.4% -$7.78K
LYB icon
512
LyondellBasell Industries
LYB
$19.5B
$1.87M 0.02%
20,429
+2,095
+11% +$171K
IVOL icon
513
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$1.87M 0.02%
+66,722
New +$1.84M
IGM icon
514
iShares Expanded Tech Sector ETF
IGM
$9.57B
$1.86M 0.02%
31,944
+4,626
+17% +$253K
IYT icon
515
iShares US Transportation ETF
IYT
$2.28B
$1.86M 0.02%
33,776
+4,608
+16% +$246K
BIIB icon
516
Biogen
BIIB
$30.9B
$1.85M 0.02%
7,562
-6,352
-46% -$1.64M
LUMN icon
517
Lumen
LUMN
$6.43B
$1.85M 0.02%
189,731
+114,251
+151% +$1.13M
DEFA
518
DELISTED
iShares Adaptive Currency Hedged MSCI EAFE ETF
DEFA
$1.85M 0.02%
61,328
+4,857
+9% +$138K
SYY icon
519
Sysco
SYY
$40.8B
$1.84M 0.02%
24,806
+2,318
+10% +$159K
NVCR icon
520
NovoCure
NVCR
$1.77B
$1.84M 0.02%
10,611
+8,413
+383% +$1.15M
NOC icon
521
Northrop Grumman
NOC
$76B
$1.83M 0.02%
6,009
-6,138
-51% -$1.88M
OEC icon
522
Orion
OEC
$403M
$1.83M 0.02%
106,700
-1,066
-1% -$16.3K
CHRW icon
523
C.H. Robinson
CHRW
$20.5B
$1.83M 0.02%
19,468
-123
-0.6% -$11.7K
IFLN
524
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$1.82M 0.02%
93,720
+4,078
+5% +$77.6K
PSX icon
525
Phillips 66
PSX
$82.9B
$1.82M 0.02%
26,033
-1,318
-5% -$77.4K
19 20
21
22 23

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.