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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
501
Agilent Technologies
A
$39.6B
$1.58M 0.02%
15,643
-1,118
-7% -$108K
HUM icon
502
Humana
HUM
$43.9B
$1.57M 0.02%
3,806
-1,382
-27% -$556K
MET icon
503
MetLife
MET
$62.4B
$1.57M 0.02%
42,375
+1,676
+4% +$63.6K
LCG
504
DELISTED
Sterling Capital Focus Equity ETF
LCG
$1.56M 0.02%
+64,707
New +$1.56M
PARA
505
DELISTED
Paramount Global Class B
PARA
$1.55M 0.02%
+55,365
New +$1.48M
ETSY icon
506
Etsy
ETSY
$8.12B
$1.55M 0.02%
12,730
+3,101
+32% +$363K
IBUY icon
507
Amplify Online Retail ETF
IBUY
$112M
$1.54M 0.02%
17,514
+2,319
+15% +$197K
CBRE icon
508
CBRE Group
CBRE
$43.3B
$1.54M 0.02%
32,797
+912
+3% +$41.6K
MS icon
509
Morgan Stanley
MS
$319B
$1.54M 0.02%
31,809
-3,693
-10% -$186K
GOVI icon
510
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$1.51M 0.02%
+38,530
New +$1.53M
BUD icon
511
AB InBev
BUD
$164B
$1.51M 0.02%
28,018
-304
-1% -$16.8K
GGG icon
512
Graco
GGG
$13.2B
$1.51M 0.02%
24,608
-816
-3% -$45.6K
DEFA
513
DELISTED
iShares Adaptive Currency Hedged MSCI EAFE ETF
DEFA
$1.51M 0.02%
56,471
-448
-0.8% -$12K
DDWM icon
514
WisdomTree Dynamic International Equity Fund
DDWM
$1.47B
$1.51M 0.02%
59,235
+5,149
+10% +$134K
EVT icon
515
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$1.5M 0.02%
76,151
-21,625
-22% -$429K
ECL icon
516
Ecolab
ECL
$79.8B
$1.49M 0.02%
7,459
+3,719
+99% +$743K
IQV icon
517
IQVIA
IQV
$40.7B
$1.49M 0.02%
9,439
+1,028
+12% +$161K
HYLB icon
518
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$1.48M 0.02%
38,391
-218,325
-85% -$8.42M
RNG icon
519
RingCentral
RNG
$4.83B
$1.47M 0.02%
+5,354
New +$1.49M
AAP icon
520
Advance Auto Parts
AAP
$3.53B
$1.46M 0.02%
9,508
+5,401
+132% +$813K
IYT icon
521
iShares US Transportation ETF
IYT
$2.28B
$1.45M 0.02%
29,168
+20,576
+239% +$962K
IBB icon
522
iShares Biotechnology ETF
IBB
$9.45B
$1.43M 0.02%
10,578
-9,537
-47% -$1.29M
IPAY icon
523
Amplify Mobile Payments ETF
IPAY
$173M
$1.43M 0.02%
26,224
+3,043
+13% +$163K
PSX icon
524
Phillips 66
PSX
$82.9B
$1.42M 0.02%
27,351
-230
-0.8% -$14K
SOXX icon
525
iShares Semiconductor ETF
SOXX
$38.4B
$1.42M 0.02%
13,950
+186
+1% +$18.2K
19 20
21
22 23

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.