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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTNT icon
501
Fortinet
FTNT
$113B
$959K 0.02%
47,380
+36,550
+337% +$783K
PNC icon
502
PNC Financial Services
PNC
$99.2B
$944K 0.02%
9,865
-71
-0.7% -$9.54K
BAX icon
503
Baxter International
BAX
$13.8B
$942K 0.02%
11,602
+640
+6% +$55.2K
BNDW icon
504
Vanguard Total World Bond ETF
BNDW
$1.89B
$937K 0.02%
+11,793
New +$938K
SCHF icon
505
Schwab International Equity ETF
SCHF
$67B
$914K 0.02%
70,740
+4,696
+7% +$72.2K
SCHX icon
506
Schwab US Large- Cap ETF
SCHX
$71.3B
$908K 0.02%
88,902
-2,148
-2% -$26.1K
TRV icon
507
Travelers Companies
TRV
$78.4B
$908K 0.02%
9,135
-5
-0.1% -$622
LK
508
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$903K 0.02%
+33,193
New +$1.22M
APD icon
509
Air Products & Chemicals
APD
$66.8B
$896K 0.02%
4,488
+824
+22% +$188K
HAS icon
510
Hasbro
HAS
$13.4B
$896K 0.02%
+12,526
New +$1.08M
NATH icon
511
Nathan's Famous
NATH
$403M
$896K 0.02%
14,686
– –
SFHY
512
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$893K 0.02%
20,301
-11,912
-37% -$580K
ADI icon
513
Analog Devices
ADI
$179B
$888K 0.02%
9,908
+3,396
+52% +$371K
UTG icon
514
Reaves Utility Income Fund
UTG
$3.52B
$886K 0.02%
30,820
+6,894
+29% +$240K
WELL icon
515
Welltower
WELL
$170B
$885K 0.02%
19,335
+1,814
+10% +$134K
HSCZ icon
516
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$240M
$881K 0.02%
+38,522
New +$1.08M
AZO icon
517
AutoZone
AZO
$49.1B
$880K 0.02%
1,040
+92
+10% +$95.6K
EUHY
518
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$240M
$879K 0.02%
+20,317
New +$994K
RCL icon
519
Royal Caribbean
RCL
$86.1B
$879K 0.02%
27,331
+12,903
+89% +$1.18M
CINF icon
520
Cincinnati Financial
CINF
$26.8B
$874K 0.02%
11,584
+8,323
+255% +$829K
ACWX icon
521
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$873K 0.02%
23,184
+2,760
+14% +$124K
OXY icon
522
Occidental Petroleum
OXY
$55.6B
$869K 0.02%
75,048
+21,609
+40% +$710K
AON icon
523
Aon
AON
$78.3B
$868K 0.02%
5,258
+3,496
+198% +$716K
AMD icon
524
Advanced Micro Devices
AMD
$791B
$863K 0.02%
18,969
-7,285
-28% -$351K
GWX icon
525
State Street SPDR S&P International Small Cap ETF
GWX
$862M
$861K 0.02%
37,793
+5,655
+18% +$158K
19 20
21
22 23

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.