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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
(+33%)
Cap. Flow
+$938M
Cap. Flow
% of AUM
20.35%
Top 10 Holdings %
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$33.6M |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$19.4M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$17.4M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$17.1M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$16.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.93M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.68M |
| 3 |
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
|
+$6.38M |
| 4 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$5.92M |
| 5 |
iShares Core Moderate Allocation ETF
AOM
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.15% |
| 2 | Financials | 3.88% |
| 3 | Healthcare | 2.96% |
| 4 | Consumer Discretionary | 2.75% |
| 5 | Industrials | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Prudential Financial
PRU
$42.3B
| $1.16M | 0.03% |
12,419
+5,633
| +83% | +$517K |
|
502
Starwood Property Trust
STWD
$6.15B
| $1.16M | 0.03% |
46,706
+13,071
| +39% | +$320K |
|
503
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
| $1.16M | 0.03% |
44,314
+19,488
| +78% | +$510K |
|
504
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $1.15M | 0.03% |
43,036
+33,538
| +353% | +$899K |
|
505
State Street US Sector Rotation ETF
XLSR
$998M
| $1.14M | 0.02% |
+33,463
| New | +$1.08M |
|
506
iShares Silver Trust
SLV
$28.3B
| $1.13M | 0.02% |
67,827
+25,072
| +59% | +$406K |
|
507
US Bancorp
USB
$98.9B
| $1.13M | 0.02% |
19,082
+2,427
| +15% | +$140K |
|
508
AutoZone
AZO
$50.2B
| $1.13M | 0.02% |
948
+91
| +11% | +$105K |
|
509
Invesco Variable Rate Preferred ETF
VRP
$2.99B
| $1.12M | 0.02% |
43,390
+6,791
| +19% | +$174K |
|
510
State Street SPDR S&P Dividend ETF
SDY
$22B
| $1.12M | 0.02% |
10,395
+763
| +8% | +$80.1K |
|
511
Vanguard Total Corporate Bond ETF
VTC
$1.72B
| $1.12M | 0.02% |
+12,623
| New | +$1.12M |
|
512
Schwab International Equity ETF
SCHF
$65.9B
| $1.11M | 0.02% |
66,044
-4,852
| -7% | -$79.8K |
|
|
BRSP
513
BrightSpire Capital
BRSP
$683M
| $1.11M | 0.02% |
84,059
-1,890
| -2% | -$25.7K |
|
514
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
| $1.1M | 0.02% |
37,222
-147,582
| -80% | -$4.36M |
|
515
ARK Web x.0 ETF
ARKW
$1.65B
| $1.09M | 0.02% |
18,931
+8,660
| +84% | +$461K |
|
516
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
| $1.08M | 0.02% |
46,744
+211
| +0.5% | +$4.86K |
|
517
iShares S&P GSCI Commodity-Indexed Trust
GSG
$981M
| $1.08M | 0.02% |
66,724
+20,385
| +44% | +$316K |
|
518
Ares Capital
ARCC
$13.6B
| $1.08M | 0.02% |
57,694
-19,382
| -25% | -$360K |
|
519
Ecolab
ECL
$76.4B
| $1.07M | 0.02% |
5,556
+2,617
| +89% | +$497K |
|
520
Packaging Corp of America
PKG
$22.5B
| $1.07M | 0.02% |
9,562
+3,935
| +70% | +$434K |
|
521
Simon Property Group
SPG
$75.1B
| $1.05M | 0.02% |
7,061
+475
| +7% | +$71.2K |
|
522
Public Service Enterprise Group
PEG
$39.5B
| $1.05M | 0.02% |
17,797
+278
| +2% | +$16.9K |
|
523
Monster Beverage
MNST
$93.2B
| $1.05M | 0.02% |
32,950
+6,962
| +27% | +$205K |
|
524
Moody's
MCO
$84.2B
| $1.04M | 0.02% |
4,395
+3,388
| +336% | +$753K |
|
525
TSMC
TSM
$2.07T
| $1.04M | 0.02% |
+17,959
| New | +$953K |
|
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AE Wealth Management's Q4 2019 Portfolio in Review
As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.
- AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
- AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
- AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
- AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
- AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
- AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
- AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.
Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.