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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
501
Compass Minerals
CMP
$1.24B
– –
-5,703
Closed -$383K
COF icon
502
Capital One
COF
$124B
– –
-3,158
Closed -$300K
CSX icon
503
CSX Corp
CSX
$98.6B
– –
-23,772
Closed -$587K
DBE icon
504
Invesco DB Energy Fund
DBE
$93.4M
– –
-81,507
Closed -$1.48M
DGS icon
505
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
– –
-4,628
Closed -$211K
DGX icon
506
Quest Diagnostics
DGX
$25.1B
– –
-3,044
Closed -$328K
DHI icon
507
D.R. Horton
DHI
$41B
– –
-8,368
Closed -$353K
DHY
508
Credit Suisse High Yield Credit Fund
DHY
$238M
– –
-12,162
Closed -$32K
DLR icon
509
Digital Realty Trust
DLR
$73.7B
– –
-2,656
Closed -$299K
DON icon
510
WisdomTree US MidCap Dividend Fund
DON
$4.03B
– –
-6,862
Closed -$253K
DOV icon
511
Dover
DOV
$27.2B
– –
-3,215
Closed -$285K
EIX icon
512
Edison International
EIX
$30.7B
– –
-3,602
Closed -$244K
EMLC icon
513
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
– –
-15,947
Closed -$525K
EMN icon
514
Eastman Chemical
EMN
$7.8B
– –
-3,847
Closed -$368K
ETN icon
515
Eaton
ETN
$157B
– –
-2,885
Closed -$250K
EUDV icon
516
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.18M
– –
-7,797
Closed -$326K
EVV
517
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-12,656
Closed -$160K
EW icon
518
Edwards Lifesciences
EW
$47.6B
– –
-4,344
Closed -$252K
EWJ icon
519
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-4,273
Closed -$257K
FAX
520
abrdn Asia-Pacific Income Fund
FAX
$590M
– –
-1,715
Closed -$43K
FLS icon
521
Flowserve
FLS
$9.25B
– –
-5,957
Closed -$326K
FV icon
522
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
– –
-11,490
Closed -$355K
FXH icon
523
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-2,925
Closed -$248K
GAB icon
524
Gabelli Equity Trust
GAB
$1.74B
– –
-25,089
Closed -$159K
GD icon
525
General Dynamics
GD
$105B
– –
-2,013
Closed -$412K
19 20
21
22 23

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.