We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTA icon
476
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$6.51M 0.04%
100,550
-1,315
-1% -$89.1K
NXPI icon
477
NXP Semiconductors
NXPI
$61.8B
$6.51M 0.04%
32,543
-6,924
-18% -$1.43M
VCR icon
478
Vanguard Consumer Discretionary ETF
VCR
$5.98B
$6.47M 0.04%
24,033
-31,155
-56% -$8.84M
KNG icon
479
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.41B
$6.47M 0.04%
131,076
+16,109
+14% +$845K
ZTS icon
480
Zoetis
ZTS
$31.9B
$6.34M 0.04%
36,465
+279
+0.8% +$50.7K
MCK icon
481
McKesson
MCK
$101B
$6.34M 0.04%
14,585
-1,044
-7% -$440K
PFF icon
482
iShares Preferred and Income Securities ETF
PFF
$13.3B
$6.32M 0.04%
209,471
-165,129
-44% -$5.05M
HEI.A icon
483
HEICO Corp Class A
HEI.A
$35.8B
$6.31M 0.04%
48,804
-3,368
-6% -$457K
VUSB icon
484
Vanguard Ultra-Short Bond ETF
VUSB
$8.94B
$6.3M 0.04%
+128,070
New +$6.29M
OXY icon
485
Occidental Petroleum
OXY
$55.6B
$6.23M 0.04%
96,010
-54,999
-36% -$3.46M
IVE icon
486
iShares S&P 500 Value ETF
IVE
$49.1B
$6.21M 0.04%
40,346
-39,629
-50% -$6.41M
PDI icon
487
PIMCO Dynamic Income Fund
PDI
$7.44B
$6.2M 0.04%
358,688
+65,856
+22% +$1.21M
FMF icon
488
First Trust Managed Futures Strategy Fund
FMF
$248M
$6.2M 0.04%
126,531
+375
+0.3% +$18.3K
DJUL icon
489
FT Vest US Equity Deep Buffer ETF July
DJUL
$430M
$6.16M 0.04%
181,393
+85,250
+89% +$2.96M
CWST icon
490
Casella Waste Systems
CWST
$5.69B
$6.16M 0.04%
80,758
+2,120
+3% +$174K
FPE icon
491
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$6.15M 0.04%
385,249
+56,338
+17% +$907K
GDX icon
492
VanEck Gold Miners ETF
GDX
$23.5B
$6.11M 0.04%
227,177
-42,405
-16% -$1.25M
ETN icon
493
Eaton
ETN
$150B
$6.08M 0.04%
28,511
+5,117
+22% +$1.1M
APTV icon
494
Aptiv
APTV
$12.3B
$6.08M 0.04%
61,665
+15,449
+33% +$1.6M
GPN icon
495
Global Payments
GPN
$23.8B
$6.07M 0.04%
52,647
+3,685
+8% +$438K
IYH icon
496
iShares US Healthcare ETF
IYH
$3.39B
$6.06M 0.04%
112,175
+8,765
+8% +$490K
EMLC icon
497
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$6.05M 0.04%
253,409
+69,234
+38% +$1.73M
VONG icon
498
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$6.03M 0.04%
88,163
-19,756
-18% -$1.4M
KLAC icon
499
KLA
KLAC
$236B
$6.01M 0.04%
131,050
+81,250
+163% +$3.9M
IBDO
500
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$6M 0.04%
236,765
-793,621
-77% -$20.1M
18 19
20
21 22

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.