We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
476
Intercontinental Exchange
ICE
$85.6B
$5.72M 0.04%
54,879
+4,790
+10% +$499K
GDX icon
477
VanEck Gold Miners ETF
GDX
$22.7B
$5.72M 0.04%
176,875
+7,661
+5% +$232K
FLTR icon
478
VanEck IG Floating Rate ETF
FLTR
$2.94B
$5.7M 0.04%
228,119
-24,960
-10% -$626K
FJAN icon
479
FT Vest US Equity Buffer ETF January
FJAN
$1.43B
$5.69M 0.04%
163,208
+24,643
+18% +$840K
PFFD icon
480
Global X US Preferred ETF
PFFD
$2.15B
$5.69M 0.04%
286,488
-5,321
-2% -$109K
BWA icon
481
BorgWarner
BWA
$13.1B
$5.59M 0.04%
129,218
+29,256
+29% +$1.21M
DIHP icon
482
Dimensional International High Profitability ETF
DIHP
$6.33B
$5.55M 0.04%
229,524
+161,231
+236% +$3.8M
ZHDG icon
483
Zega Buy & Hedge ETF
ZHDG
$35.2M
$5.55M 0.04%
336,089
-33,938
-9% -$552K
FXN icon
484
First Trust Energy AlphaDEX Fund
FXN
$388M
$5.54M 0.04%
357,208
-503,290
-58% -$8.26M
FAPR icon
485
FT Vest US Equity Buffer ETF April
FAPR
$1.27B
$5.49M 0.04%
177,670
+2,599
+1% +$78.5K
EW icon
486
Edwards Lifesciences
EW
$49.6B
$5.45M 0.04%
65,864
+41,469
+170% +$3.26M
XLC icon
487
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$5.45M 0.04%
93,978
-7,170
-7% -$389K
ENB icon
488
Enbridge
ENB
$119B
$5.43M 0.04%
142,410
-2,073
-1% -$81.3K
PSEP icon
489
Innovator US Equity Power Buffer ETF September
PSEP
$846M
$5.42M 0.03%
176,562
+17,494
+11% +$527K
FTGC icon
490
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$5.42M 0.03%
230,549
-72,645
-24% -$1.73M
AVTR icon
491
Avantor
AVTR
$9.32B
$5.35M 0.03%
252,942
+2,048
+0.8% +$46.7K
IVE icon
492
iShares S&P 500 Value ETF
IVE
$49B
$5.3M 0.03%
34,900
-16,496
-32% -$2.49M
SDY icon
493
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$5.29M 0.03%
42,729
-1,408
-3% -$177K
QDEC icon
494
FT Vest Growth-100 Buffer ETF December
QDEC
$687M
$5.27M 0.03%
254,161
-11,494
-4% -$226K
VOX icon
495
Vanguard Communication Services ETF
VOX
$5.59B
$5.27M 0.03%
54,525
+36,698
+206% +$3.38M
PDEC icon
496
Innovator US Equity Power Buffer ETF December
PDEC
$985M
$5.26M 0.03%
167,269
+18,702
+13% +$575K
TTD icon
497
Trade Desk
TTD
$8.48B
$5.25M 0.03%
86,191
+8,957
+12% +$477K
IXUS icon
498
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$5.21M 0.03%
84,058
-55,630
-40% -$3.41M
EOG icon
499
EOG Resources
EOG
$79.2B
$5.19M 0.03%
45,290
-24,414
-35% -$2.96M
SPHD icon
500
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$5.19M 0.03%
122,920
+8,719
+8% +$380K
18 19
20
21 22

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.