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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
476
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$3.44M 0.03%
26,431
-44,776
-63% -$5.9M
PKG icon
477
Packaging Corp of America
PKG
$22.2B
$3.43M 0.03%
24,970
+5,239
+27% +$747K
QDEF icon
478
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$3.42M 0.03%
64,395
+3,331
+5% +$183K
ZION icon
479
Zions Bancorporation
ZION
$10.1B
$3.42M 0.03%
55,180
+969
+2% +$53.2K
DBC icon
480
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$3.41M 0.03%
168,839
+42,080
+33% +$808K
EIX icon
481
Edison International
EIX
$30.3B
$3.38M 0.03%
60,901
+16,588
+37% +$951K
EFA icon
482
iShares MSCI EAFE ETF
EFA
$76.4B
$3.38M 0.03%
43,295
-53,745
-55% -$4.3M
FSLR icon
483
First Solar
FSLR
$21.4B
$3.36M 0.03%
+35,196
New +$3.27M
WBA
484
DELISTED
Walgreens Boots Alliance
WBA
$3.36M 0.03%
71,346
-1,173
-2% -$56.6K
BRO icon
485
Brown & Brown
BRO
$25.1B
$3.34M 0.03%
60,163
+359
+0.6% +$20K
FFIV icon
486
F5
FFIV
$22B
$3.34M 0.03%
16,782
+790
+5% +$158K
NSC icon
487
Norfolk Southern
NSC
$75.4B
$3.31M 0.03%
13,830
+336
+2% +$86.2K
DG icon
488
Dollar General
DG
$28.4B
$3.29M 0.03%
15,528
+438
+3% +$98.8K
BKNG icon
489
Booking.com
BKNG
$156B
$3.28M 0.03%
34,575
+2,325
+7% +$209K
PNC icon
490
PNC Financial Services
PNC
$99.1B
$3.27M 0.03%
16,740
+2,303
+16% +$435K
ZTS icon
491
Zoetis
ZTS
$32.7B
$3.26M 0.03%
16,796
+3,809
+29% +$769K
LDOS icon
492
Leidos
LDOS
$14.4B
$3.25M 0.03%
33,800
+2,203
+7% +$218K
FTGC icon
493
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$3.24M 0.03%
134,363
+7,778
+6% +$184K
MET icon
494
MetLife
MET
$62.4B
$3.23M 0.03%
52,321
+33,532
+178% +$2.02M
PJAN icon
495
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$3.23M 0.03%
98,840
-393
-0.4% -$12.8K
LNT icon
496
Alliant Energy
LNT
$18.6B
$3.22M 0.03%
57,465
+10,345
+22% +$611K
GSK icon
497
GSK
GSK
$107B
$3.21M 0.03%
67,215
+15,117
+29% +$759K
CVNA icon
498
Carvana
CVNA
$47.5B
$3.21M 0.03%
53,145
+2,555
+5% +$170K
COP icon
499
ConocoPhillips
COP
$144B
$3.18M 0.03%
46,935
-390
-0.8% -$22.5K
IQV icon
500
IQVIA
IQV
$40.7B
$3.17M 0.03%
13,249
+947
+8% +$239K
18 19
20
21 22

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.