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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
476
Humana
HUM
$43.7B
$1.04M 0.02%
3,314
-141
-4% -$47.6K
AFL icon
477
Aflac
AFL
$64.9B
$1.03M 0.02%
30,183
-615
-2% -$28.1K
CYBR
478
DELISTED
CyberArk
CYBR
$1.03M 0.02%
+12,000
New +$1.38M
EL icon
479
Estee Lauder
EL
$30.4B
$1.03M 0.02%
6,443
-1,184
-16% -$228K
SPMD icon
480
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$1.02M 0.02%
40,350
+299
+0.7% +$9.78K
ODFL icon
481
Old Dominion Freight Line
ODFL
$44.1B
$1.02M 0.02%
15,548
+3,938
+34% +$262K
DDWM icon
482
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$1.02M 0.02%
44,405
+3,566
+9% +$98.7K
CF icon
483
CF Industries
CF
$19.2B
$1.01M 0.02%
37,321
+10,246
+38% +$381K
SCHE icon
484
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$1.01M 0.02%
48,767
+1,011
+2% +$25.3K
PSR icon
485
Invesco Active US Real Estate Fund
PSR
$59.4M
$1.01M 0.02%
14,043
+5,707
+68% +$518K
MET icon
486
MetLife
MET
$61.9B
$1M 0.02%
32,864
-26,854
-45% -$1.19M
CM icon
487
Canadian Imperial Bank of Commerce
CM
$108B
$1M 0.02%
34,494
+484
+1% +$18K
COHR
488
DELISTED
Coherent Inc
COHR
$995K 0.02%
9,353
+295
+3% +$41.3K
AYX
489
DELISTED
Alteryx Inc
AYX
$990K 0.02%
+10,405
New +$1.29M
OMC icon
490
Omnicom Group
OMC
$21.6B
$989K 0.02%
18,017
+3,314
+23% +$235K
PH icon
491
Parker-Hannifin
PH
$123B
$988K 0.02%
7,615
-1,013
-12% -$183K
HQH
492
abrdn Healthcare Investors
HQH
$1.25B
$987K 0.02%
55,436
-34,180
-38% -$674K
FSK icon
493
FS KKR Capital
FSK
$2.96B
$986K 0.02%
82,198
-143,314
-64% -$3.07M
NFLT icon
494
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$447M
$980K 0.02%
43,969
-4,285
-9% -$104K
HPI
495
John Hancock Preferred Income Fund
HPI
$430M
$974K 0.02%
+60,607
New +$1.27M
VRTX icon
496
Vertex Pharmaceuticals
VRTX
$121B
$973K 0.02%
4,088
+2,324
+132% +$533K
USA icon
497
Liberty All-Star Equity Fund
USA
$1.79B
$972K 0.02%
200,924
-37,684
-16% -$233K
HEEM icon
498
iShares Currency Hedged MSCI Emerging Markets
HEEM
$276M
$969K 0.02%
+45,452
New +$1.13M
DLR icon
499
Digital Realty Trust
DLR
$69.7B
$968K 0.02%
6,968
+1,977
+40% +$251K
ROL icon
500
Rollins
ROL
$18.3B
$963K 0.02%
39,975
+1,828
+5% +$45.1K
18 19
20
21 22

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.