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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
476
Graco
GGG
$13B
$1.28M 0.03%
24,703
+625
+3% +$29.8K
PGX icon
477
Invesco Preferred ETF
PGX
$3.81B
$1.28M 0.03%
85,628
+23,970
+39% +$358K
WBA
478
DELISTED
Walgreens Boots Alliance
WBA
$1.28M 0.03%
21,773
-242
-1% -$13.9K
HUM icon
479
Humana
HUM
$45.8B
$1.27M 0.03%
3,455
-5
-0.1% -$1.59K
SYE
480
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
$1.26M 0.03%
+14,059
New +$1.21M
HPQ icon
481
HP
HPQ
$24.3B
$1.26M 0.03%
61,167
+3,891
+7% +$73.7K
CEMB icon
482
iShares JPMorgan EM Corporate Bond ETF
CEMB
$398M
$1.25M 0.03%
24,195
+6,998
+41% +$360K
TRV icon
483
Travelers Companies
TRV
$81.4B
$1.25M 0.03%
9,140
-286
-3% -$38.9K
FIS icon
484
Fidelity National Information Services
FIS
$22.3B
$1.25M 0.03%
8,953
+2,427
+37% +$325K
LUV icon
485
Southwest Airlines
LUV
$22.2B
$1.25M 0.03%
23,059
+4,111
+22% +$228K
DDWM icon
486
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$1.24M 0.03%
40,839
+23,697
+138% +$703K
LRCX icon
487
Lam Research
LRCX
$365B
$1.22M 0.03%
41,730
+10,200
+32% +$271K
AMD icon
488
Advanced Micro Devices
AMD
$807B
$1.2M 0.03%
26,254
+6,803
+35% +$250K
BPOP icon
489
Popular Inc
BPOP
$10.9B
$1.2M 0.03%
20,466
+952
+5% +$53.2K
FSB
490
DELISTED
Franklin Financial Network, Inc.
FSB
$1.2M 0.03%
+34,979
New +$1.15M
NFLT icon
491
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$446M
$1.19M 0.03%
48,254
-2,601
-5% -$63.8K
OKTA icon
492
Okta
OKTA
$23.9B
$1.19M 0.03%
10,319
+761
+8% +$87.6K
OMC icon
493
Omnicom Group
OMC
$23.5B
$1.19M 0.03%
14,703
+905
+7% +$70.9K
DOV icon
494
Dover
DOV
$27.7B
$1.19M 0.03%
10,321
+45
+0.4% +$4.82K
ORLY icon
495
O'Reilly Automotive
ORLY
$75.1B
$1.19M 0.03%
40,725
-2,130
-5% -$60.9K
SPHD icon
496
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$1.19M 0.03%
26,918
+8,021
+42% +$344K
REGL icon
497
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
$1.18M 0.03%
19,545
+2,273
+13% +$134K
TMUS icon
498
T-Mobile US
TMUS
$190B
$1.17M 0.03%
14,938
+3,240
+28% +$255K
FXH icon
499
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.17M 0.03%
13,873
+7,725
+126% +$612K
SCHX icon
500
Schwab US Large- Cap ETF
SCHX
$71.1B
$1.17M 0.03%
91,050
+17,052
+23% +$209K
18 19
20
21 22

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.