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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
26
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$86.3M 0.52%
2,091,831
+402,824
+24% +$17.4M
USMV icon
27
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$83.3M 0.5%
1,150,992
+212,776
+23% +$15.9M
IWM icon
28
iShares Russell 2000 ETF
IWM
$80.9B
$82M 0.49%
464,001
-91,091
-16% -$17.1M
HTRB icon
29
Hartford Total Return Bond ETF
HTRB
$2.22B
$80M 0.48%
2,493,569
-1,305
-0.1% -$43K
CVX icon
30
Chevron
CVX
$388B
$78.3M 0.47%
464,140
+38,079
+9% +$6.15M
QUAL icon
31
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$74.3M 0.44%
563,521
-91,802
-14% -$12.5M
TSLA icon
32
Tesla
TSLA
$1.24T
$74.1M 0.44%
296,016
+28,328
+11% +$7.28M
UNH icon
33
UnitedHealth
UNH
$382B
$74M 0.44%
146,780
+13,504
+10% +$6.65M
USIG icon
34
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$73.9M 0.44%
1,537,837
-16,140
-1% -$794K
EFV icon
35
iShares MSCI EAFE Value ETF
EFV
$27.6B
$73.3M 0.44%
1,498,027
+55,133
+4% +$2.73M
TFLO icon
36
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$72.6M 0.43%
1,431,699
+664,321
+87% +$33.6M
JPST icon
37
JPMorgan Ultra-Short Income ETF
JPST
$40B
$70.7M 0.42%
1,408,410
+22,464
+2% +$1.13M
PG icon
38
Procter & Gamble
PG
$343B
$70.1M 0.42%
480,777
+53,275
+12% +$8.14M
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.07T
$69.6M 0.42%
198,719
+27,277
+16% +$9.68M
VTV icon
40
Vanguard Value ETF
VTV
$189B
$68M 0.41%
492,664
-232,931
-32% -$33.4M
JPM icon
41
JPMorgan Chase
JPM
$939B
$67.2M 0.4%
463,558
+30,092
+7% +$4.51M
META icon
42
Meta Platforms (Facebook)
META
$1.51T
$66.3M 0.4%
220,967
+40,522
+22% +$12.2M
IJR icon
43
iShares Core S&P Small-Cap ETF
IJR
$109B
$65.8M 0.39%
697,803
+125,693
+22% +$12.6M
AUGW icon
44
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
$134M
$65.7M 0.39%
+2,707,545
New +$66.7M
SPTS icon
45
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$63M 0.38%
2,191,892
+1,203,403
+122% +$34.6M
MOHR
46
DELISTED
Mohr Growth ETF
MOHR
$61.1M 0.37%
3,324,160
-14,352
-0.4% -$280K
GLD icon
47
SPDR Gold Trust
GLD
$131B
$60.4M 0.36%
352,384
+803
+0.2% +$144K
CSCO icon
48
Cisco
CSCO
$450B
$59.8M 0.36%
1,113,120
+148,084
+15% +$7.99M
IWS icon
49
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$59.6M 0.36%
570,975
+7,927
+1% +$874K
XHLF icon
50
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$58.9M 0.35%
+1,171,688
New +$58.8M
1
2
3 4 5

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NC
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FAF
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BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.