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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
26
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$93.8M 0.65%
1,159,490
+923,661
+392% +$71.5M
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$138B
$92.3M 0.64%
808,951
+24,385
+3% +$2.79M
EFV icon
28
iShares MSCI EAFE Value ETF
EFV
$27.6B
$91.6M 0.64%
1,817,333
-2,009
-0.1% -$103K
IEMG icon
29
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$90.2M 0.63%
1,507,342
+167,510
+13% +$10.3M
FTCS icon
30
First Trust Capital Strength ETF
FTCS
$7.88B
$88.7M 0.62%
1,048,622
+836,165
+394% +$67.1M
IEF icon
31
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$86.4M 0.6%
751,634
+573,549
+322% +$65.9M
FNDX icon
32
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$75.6M 0.53%
3,868,176
+584,844
+18% +$11.1M
ESGU icon
33
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$74.8M 0.52%
692,989
+116,709
+20% +$12.2M
IWM icon
34
iShares Russell 2000 ETF
IWM
$80.9B
$74.3M 0.52%
334,203
-68,167
-17% -$15.4M
SPYV icon
35
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$73.6M 0.51%
1,751,949
+163,833
+10% +$6.69M
XSLV icon
36
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$73.4M 0.51%
+1,408,338
New +$70.6M
VIG icon
37
Vanguard Dividend Appreciation ETF
VIG
$111B
$72.8M 0.51%
424,002
+296,662
+233% +$48.9M
VGT icon
38
Vanguard Information Technology ETF
VGT
$139B
$67.1M 0.47%
1,171,856
-62,912
-5% -$3.45M
VTI icon
39
Vanguard Total Stock Market ETF
VTI
$654B
$66.8M 0.47%
276,495
+34,638
+14% +$8.18M
XLK icon
40
State Street Technology Select Sector SPDR ETF
XLK
$115B
$65.3M 0.46%
751,456
+42,214
+6% +$3.48M
JANW icon
41
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$339M
$65.1M 0.45%
2,447,398
+415,309
+20% +$11M
DGRW icon
42
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$64.4M 0.45%
978,091
+940,448
+2,498% +$59.1M
SENT
43
DELISTED
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
$64.1M 0.45%
2,320,751
+7,438
+0.3% +$205K
JPST icon
44
JPMorgan Ultra-Short Income ETF
JPST
$40B
$63.9M 0.45%
1,265,610
-19,689
-2% -$996K
TIP icon
45
iShares TIPS Bond ETF
TIP
$14.5B
$63.3M 0.44%
489,803
+5,556
+1% +$716K
NVDA icon
46
NVIDIA
NVDA
$5.01T
$62.3M 0.43%
2,117,560
+83,850
+4% +$2.31M
VGSH icon
47
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$62.1M 0.43%
1,021,690
+2,537
+0.2% +$155K
VTV icon
48
Vanguard Value ETF
VTV
$189B
$61.1M 0.43%
415,587
+41,775
+11% +$5.97M
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.1B
$60.9M 0.42%
523,738
+100,259
+24% +$11.6M
VTWO icon
50
Vanguard Russell 2000 ETF
VTWO
$17.3B
$60.3M 0.42%
671,300
+12,938
+2% +$1.18M
1
2
3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.