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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
26
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$77.7M 0.64%
910,034
+782,912
+616% +$67.5M
VBK icon
27
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$77.3M 0.64%
276,084
+176,522
+177% +$50.5M
VGIT icon
28
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$67.3M 0.55%
996,457
-68,314
-6% -$4.66M
JPST icon
29
JPMorgan Ultra-Short Income ETF
JPST
$40B
$65.2M 0.54%
1,285,299
+214,495
+20% +$10.9M
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$109B
$62.6M 0.52%
573,180
+76,234
+15% +$8.39M
VGSH icon
31
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$62.6M 0.52%
1,019,153
+216,684
+27% +$13.3M
SPYV icon
32
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$61.9M 0.51%
1,588,116
+235,084
+17% +$9.39M
VGT icon
33
Vanguard Information Technology ETF
VGT
$139B
$61.9M 0.51%
1,234,768
-90,776
-7% -$4.71M
SENT
34
DELISTED
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
$61.9M 0.51%
2,313,313
+74,397
+3% +$2.04M
TIP icon
35
iShares TIPS Bond ETF
TIP
$14.5B
$61.8M 0.51%
484,247
+141,578
+41% +$18.3M
PDP icon
36
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$61.5M 0.51%
687,110
+682,279
+14,123% +$62.7M
OEF icon
37
iShares S&P 100 ETF
OEF
$19.8B
$59.7M 0.49%
+302,328
New +$61.4M
FNDX icon
38
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$59M 0.49%
3,283,332
+329,571
+11% +$6.05M
IUSG icon
39
iShares Core S&P US Growth ETF
IUSG
$31.1B
$58.2M 0.48%
568,391
+468,520
+469% +$49.5M
VTWO icon
40
Vanguard Russell 2000 ETF
VTWO
$17.3B
$58.2M 0.48%
658,362
+11,473
+2% +$1.03M
AOM icon
41
iShares Core Moderate Allocation ETF
AOM
$1.76B
$57.8M 0.48%
1,290,787
+1,088,371
+538% +$49.4M
ESGU icon
42
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$56.7M 0.47%
576,280
+161,367
+39% +$16.4M
VTI icon
43
Vanguard Total Stock Market ETF
VTI
$654B
$53.7M 0.44%
241,857
+80,852
+50% +$18.4M
JANW icon
44
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$339M
$53.4M 0.44%
2,032,089
+275,877
+16% +$7.25M
XLK icon
45
State Street Technology Select Sector SPDR ETF
XLK
$115B
$53M 0.44%
709,242
+52,552
+8% +$4.05M
AOR icon
46
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$52.9M 0.44%
952,783
+915,248
+2,438% +$51.6M
MGK icon
47
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$51.8M 0.43%
1,104,035
-1,166,795
-51% -$56.4M
V icon
48
Visa
V
$677B
$51.8M 0.43%
232,416
+9,140
+4% +$2.14M
SCHP icon
49
Schwab US TIPS ETF
SCHP
$16.3B
$51.5M 0.42%
1,645,442
+1,463,524
+804% +$46.2M
VTV icon
50
Vanguard Value ETF
VTV
$189B
$50.6M 0.42%
373,812
+98,823
+36% +$13.8M
1
2
3 4 5

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.