We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
26
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$58.2M 0.66%
1,052,132
+138,080
+15% +$7.26M
EFG icon
27
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$56.6M 0.64%
560,489
+84,839
+18% +$8.03M
IEF icon
28
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$55.5M 0.63%
462,797
+97,272
+27% +$11.7M
VGIT icon
29
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$53.6M 0.61%
772,002
+130,506
+20% +$9.13M
IJH icon
30
iShares Core S&P Mid-Cap ETF
IJH
$123B
$52.1M 0.59%
1,133,385
+279,425
+33% +$11.8M
QUAL icon
31
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$51.9M 0.59%
446,351
+331,298
+288% +$36.5M
VTWO icon
32
Vanguard Russell 2000 ETF
VTWO
$17.3B
$49.4M 0.56%
623,712
-67,288
-10% -$4.76M
SCHD icon
33
Schwab US Dividend Equity ETF
SCHD
$102B
$48M 0.54%
2,245,893
+1,535,490
+216% +$31.1M
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$654B
$47M 0.53%
241,612
+120,248
+99% +$22M
AGGY icon
35
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$46.8M 0.53%
872,214
+290,871
+50% +$15.6M
LMBS icon
36
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$45.9M 0.52%
892,636
+135,305
+18% +$6.98M
VNQ icon
37
Vanguard Real Estate ETF
VNQ
$39.9B
$44.3M 0.5%
521,442
+177,092
+51% +$14.7M
VOT icon
38
Vanguard Mid-Cap Growth ETF
VOT
$19B
$44.2M 0.5%
208,347
+170,846
+456% +$33.6M
AOM icon
39
iShares Core Moderate Allocation ETF
AOM
$1.76B
$43.6M 0.49%
1,008,714
+966,163
+2,271% +$40.7M
V icon
40
Visa
V
$677B
$43.2M 0.49%
197,715
+18,635
+10% +$3.81M
SCZ icon
41
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$43.2M 0.49%
631,909
+22,549
+4% +$1.42M
MUB icon
42
iShares National Muni Bond ETF
MUB
$45.1B
$42.2M 0.48%
360,182
+81,906
+29% +$9.51M
MGK icon
43
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$42.1M 0.48%
1,033,520
+233,565
+29% +$9.04M
IVW icon
44
iShares S&P 500 Growth ETF
IVW
$72.5B
$40.4M 0.46%
633,367
-71,193
-10% -$4.32M
IGSB icon
45
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$39.9M 0.45%
723,902
+155,115
+27% +$8.53M
FIXD icon
46
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$39.4M 0.45%
719,739
+194,808
+37% +$10.7M
DJD icon
47
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$476M
$39.4M 0.45%
+1,030,200
New +$37.6M
JPST icon
48
JPMorgan Ultra-Short Income ETF
JPST
$40B
$37.9M 0.43%
745,859
+56,418
+8% +$2.87M
QHY
49
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$238M
$37.1M 0.42%
706,840
+222,632
+46% +$11.4M
QIG
50
WisdomTree U.S. Corporate Bond Fund
QIG
$17.5M
$36.5M 0.41%
653,393
+241,713
+59% +$13.4M
1
2
3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.