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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
26
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$44.5M 0.64%
365,525
+175,333
+92% +$21.4M
EFG icon
27
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$42.8M 0.61%
475,650
-172,943
-27% -$15.3M
ICVT icon
28
iShares Convertible Bond ETF
ICVT
$7.23B
$42.7M 0.61%
528,294
+202,877
+62% +$15.8M
ANGL icon
29
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$42.5M 0.61%
1,428,684
+659,659
+86% +$19.8M
VTWO icon
30
Vanguard Russell 2000 ETF
VTWO
$17.3B
$41.8M 0.6%
691,000
-31,802
-4% -$1.93M
IVW icon
31
iShares S&P 500 Growth ETF
IVW
$72.5B
$40.7M 0.58%
704,560
+372,824
+112% +$21.1M
LMBS icon
32
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$39.1M 0.56%
757,331
+33,053
+5% +$1.71M
LQD icon
33
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$36.1M 0.52%
268,308
+5,033
+2% +$686K
SCZ icon
34
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$35.9M 0.51%
609,360
-27,046
-4% -$1.55M
V icon
35
Visa
V
$677B
$35.8M 0.51%
179,080
+12,900
+8% +$2.58M
IWM icon
36
iShares Russell 2000 ETF
IWM
$80.9B
$35.6M 0.51%
237,998
+9,347
+4% +$1.41M
JPST icon
37
JPMorgan Ultra-Short Income ETF
JPST
$40B
$35M 0.5%
689,441
-25,417
-4% -$1.29M
HD icon
38
Home Depot
HD
$332B
$33.7M 0.48%
121,451
+7,352
+6% +$1.99M
MUB icon
39
iShares National Muni Bond ETF
MUB
$45.1B
$32.3M 0.46%
278,276
+115,142
+71% +$13.4M
USMV icon
40
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$31.8M 0.45%
498,755
+283,783
+132% +$18M
IJH icon
41
iShares Core S&P Mid-Cap ETF
IJH
$123B
$31.6M 0.45%
853,960
-17,780
-2% -$665K
AGGY icon
42
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$31.3M 0.45%
581,343
+50,526
+10% +$2.74M
IGSB icon
43
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$31.2M 0.45%
568,787
-24,893
-4% -$1.37M
VGT icon
44
Vanguard Information Technology ETF
VGT
$139B
$31M 0.44%
797,368
-328,488
-29% -$12.4M
VYM icon
45
Vanguard High Dividend Yield ETF
VYM
$81.1B
$30.7M 0.44%
379,828
-18,173
-5% -$1.49M
IWP icon
46
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$30.2M 0.43%
349,092
-48,600
-12% -$4.1M
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$30M 0.43%
89,662
-2,342
-3% -$776K
MGK icon
48
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$29.7M 0.42%
799,955
-256,465
-24% -$9.24M
FIXD icon
49
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$28.9M 0.41%
524,931
+33,407
+7% +$1.85M
BSV icon
50
Vanguard Short-Term Bond ETF
BSV
$44.6B
$27.8M 0.4%
334,684
+60,885
+22% +$5.06M
1
2
3 4 5

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.