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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGLV icon
26
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.21B
$30.8M 0.71%
339,505
+327,217
+2,663% +$35.8M
EFG icon
27
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$29.7M 0.68%
417,241
-51,555
-11% -$4.18M
FTSM icon
28
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$28.1M 0.65%
475,688
+458,442
+2,658% +$27.4M
SPSM icon
29
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$26.8M 0.62%
1,226,195
-79,052
-6% -$2.29M
SCZ icon
30
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$26.6M 0.61%
594,158
-64,789
-10% -$3.6M
ITOT icon
31
iShares Core S&P Total US Stock Market ETF
ITOT
$93.3B
$26.5M 0.61%
462,547
-88,846
-16% -$6.1M
NEAR icon
32
iShares Short Maturity Bond ETF
NEAR
$4.82B
$26.3M 0.6%
541,905
+88,042
+19% +$4.39M
SPYG icon
33
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$24.5M 0.56%
684,704
+347,591
+103% +$14.2M
IWP icon
34
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$24M 0.55%
394,720
+916
+0.2% +$66.7K
SPY icon
35
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$23M 0.53%
89,162
-24,297
-21% -$7.41M
V icon
36
Visa
V
$690B
$21.9M 0.5%
135,993
+16,479
+14% +$3.1M
T icon
37
AT&T
T
$167B
$21.4M 0.49%
972,159
+150,241
+18% +$4.1M
LQD icon
38
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$20.1M 0.46%
162,858
+116,919
+255% +$14.9M
VGLT icon
39
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$19.5M 0.45%
193,165
-9,389
-5% -$858K
WDIV icon
40
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$18.8M 0.43%
393,117
-159,756
-29% -$10.3M
VPU
41
Vanguard Utilities ETF
VPU
$8.7B
$18.6M 0.43%
152,481
+126,670
+491% +$17.8M
PG icon
42
Procter & Gamble
PG
$347B
$18.4M 0.42%
167,619
+19,028
+13% +$2.28M
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$138B
$18.1M 0.42%
156,859
-262,449
-63% -$29.9M
HD icon
44
Home Depot
HD
$337B
$18M 0.41%
96,648
+11,604
+14% +$2.55M
FGD icon
45
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$18M 0.41%
1,133,274
-451,648
-28% -$9.96M
VWO icon
46
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$18M 0.41%
536,631
+6,740
+1% +$275K
ACN icon
47
Accenture
ACN
$95.8B
$17.9M 0.41%
109,640
+2,747
+3% +$529K
VYM icon
48
Vanguard High Dividend Yield ETF
VYM
$81.2B
$17.6M 0.4%
249,057
-78,128
-24% -$6.71M
USMV icon
49
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$17.2M 0.39%
317,799
-114,744
-27% -$7.28M
ANGL icon
50
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$16.1M 0.37%
634,656
-608,024
-49% -$17.4M
1
2
3 4 5

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NC
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FAF
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BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.