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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
26
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.6M 0.79%
22,526
+802
+4% +$168K
BKLN icon
27
Invesco Senior Loan ETF
BKLN
$7.1B
$4.58M 0.78%
210,466
+6,109
+3% +$139K
UNH icon
28
UnitedHealth
UNH
$382B
$4.26M 0.73%
17,120
+2,726
+19% +$720K
KO icon
29
Coca-Cola
KO
$354B
$4.25M 0.73%
89,688
-38,767
-30% -$1.86M
VTV icon
30
Vanguard Value ETF
VTV
$189B
$4.13M 0.71%
42,123
+6,096
+17% +$641K
WMT icon
31
Walmart Inc
WMT
$871B
$4.12M 0.7%
132,582
+600
+0.5% +$19.2K
MDY icon
32
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.93M 0.67%
12,989
-20,187
-61% -$6.72M
LMT icon
33
Lockheed Martin
LMT
$134B
$3.88M 0.67%
14,836
+246
+2% +$74.6K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$654B
$3.84M 0.66%
30,098
-35,957
-54% -$4.96M
SO icon
35
Southern Company
SO
$110B
$3.78M 0.65%
86,038
-21,478
-20% -$976K
BA icon
36
Boeing
BA
$165B
$3.76M 0.64%
11,647
-316
-3% -$109K
JPM icon
37
JPMorgan Chase
JPM
$939B
$3.74M 0.64%
38,354
+67
+0.2% +$7.14K
BP icon
38
BP
BP
$113B
$3.72M 0.64%
101,158
-63,587
-39% -$2.54M
IVW icon
39
iShares S&P 500 Growth ETF
IVW
$72.5B
$3.63M 0.62%
96,324
+14,784
+18% +$598K
NFLT icon
40
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$441M
$3.61M 0.62%
153,892
-123,879
-45% -$2.94M
HYLS icon
41
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$3.52M 0.6%
78,605
-39,218
-33% -$1.83M
XLK icon
42
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.37M 0.58%
108,626
-108,002
-50% -$3.65M
D icon
43
Dominion Energy
D
$62.5B
$3.34M 0.57%
46,680
-4,330
-8% -$316K
MGK icon
44
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$3.26M 0.56%
152,270
+12,215
+9% +$283K
RTL
45
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$3.25M 0.56%
244,216
+166,727
+215% +$2.29M
PEP icon
46
PepsiCo
PEP
$186B
$3.19M 0.55%
28,863
-1,821
-6% -$205K
MO icon
47
Altria Group
MO
$122B
$3.17M 0.54%
64,072
-17,257
-21% -$1,000K
META icon
48
Meta Platforms (Facebook)
META
$1.51T
$3.12M 0.53%
23,797
-11,854
-33% -$1.72M
ABBV icon
49
AbbVie
ABBV
$458B
$3M 0.51%
32,590
-6,501
-17% -$572K
VSHY icon
50
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$2.98M 0.51%
129,418
-64,841
-33% -$1.55M
1
2
3 4 5

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.