We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.85B
AUM Growth
-$10.7B
Cap. Flow
-$11.3B
Cap. Flow %
-128.03%
Top 10 Hldgs %
18.38%
Holding
2,078
New
38
Increased
114
Reduced
982
Closed
936

Top Buys

Rank Stock Value
1
APRW icon
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
+$51.5M
2
FEBW icon
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
+$50M
3
MART icon
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
+$49.6M
4
PMAR icon
Innovator US Equity Power Buffer ETF March
PMAR
+$44.1M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$39.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$334M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$301M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
4
MSFT icon
Microsoft
MSFT
+$246M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$216M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 7.09%
3 Consumer Discretionary 4.93%
4 Healthcare 4.29%
5 Communication Services 3.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
451
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$2.47M 0.03%
57,445
-758,494
-93% -$31.4M
IXN icon
452
iShares Global Tech ETF
IXN
$7.87B
$2.45M 0.03%
32,795
-26,536
-45% -$1.91M
TEAM icon
453
Atlassian
TEAM
$26.5B
$2.45M 0.03%
12,564
-37,987
-75% -$8.28M
GJAN icon
454
FT Vest US Equity Moderate Buffer ETF January
GJAN
$432M
$2.43M 0.03%
67,802
-156,868
-70% -$5.51M
MMM icon
455
3M
MMM
$91.8B
$2.41M 0.03%
27,217
-121,009
-82% -$10M
STLA icon
456
Stellantis
STLA
$17.4B
$2.4M 0.03%
84,960
-131,297
-61% -$3.27M
FDEC icon
457
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$2.4M 0.03%
58,207
-464,853
-89% -$18.6M
FTC icon
458
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$2.37M 0.03%
19,260
-5,646
-23% -$656K
ELV icon
459
Elevance Health
ELV
$81.5B
$2.37M 0.03%
4,568
-11,476
-72% -$5.71M
BKLN icon
460
Invesco Senior Loan ETF
BKLN
$6.96B
$2.36M 0.03%
111,428
-3,246
-3% -$68.5K
QTEC icon
461
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$2.35M 0.03%
12,299
-26,403
-68% -$4.87M
DBEF icon
462
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
$2.34M 0.03%
+57,078
New +$2.21M
FPE icon
463
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.33M 0.03%
134,517
-290,262
-68% -$4.96M
EBAY icon
464
eBay
EBAY
$51.2B
$2.29M 0.03%
43,420
-15,037
-26% -$683K
TDSC icon
465
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$100M
$2.29M 0.03%
94,382
-146,037
-61% -$3.43M
GPN icon
466
Global Payments
GPN
$24.1B
$2.24M 0.03%
16,780
-23,933
-59% -$3.16M
SFLR icon
467
Innovator Equity Managed Floor ETF
SFLR
$2.08B
$2.22M 0.03%
73,913
+5,851
+9% +$167K
AKAM icon
468
Akamai
AKAM
$15.6B
$2.22M 0.03%
20,382
-24,155
-54% -$2.78M
DE icon
469
Deere & Co
DE
$165B
$2.2M 0.02%
5,368
-25,032
-82% -$9.59M
VO icon
470
Vanguard Mid-Cap ETF
VO
$106B
$2.2M 0.02%
35,292
-515,188
-94% -$30.4M
ITOT icon
471
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$2.2M 0.02%
19,092
-126,619
-87% -$13.9M
SJNK icon
472
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$2.2M 0.02%
87,093
-24,227
-22% -$609K
UTEN icon
473
US Treasury 10 Year Note ETF
UTEN
$287M
$2.18M 0.02%
49,549
+33,696
+213% +$1.49M
TEVA icon
474
Teva Pharmaceuticals
TEVA
$40.4B
$2.17M 0.02%
154,090
-68,401
-31% -$862K
FLJJ icon
475
AllianzIM US Equity 6 Month Floor5 Jan/Jul ETF
FLJJ
$8.39M
$2.17M 0.02%
+83,097
New +$2.14M
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2024 Portfolio in Review

As of Q1 2024, AE Wealth Management held 2,078 positions worth $8.85B, down 55% from $19.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $11.3B in Q1 2024, closing 936 positions and reducing 982 holdings. Its most notable exit was Dimensional US Sustainability Core 1 ETF, an estimated $197M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, AE Wealth Management opened a new position in AllianzIM U.S. Equity Buffer20 Apr ETF worth $52.1M.

  • AE Wealth Management's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Apr ETF: 1,720,647 shares worth $52.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Feb ETF in Q1 2024, an estimated $50M increase.
  • AE Wealth Management's biggest Q1 2024 reduction was Apple, cutting an estimated $334M.
  • AE Wealth Management fully exited Dimensional US Sustainability Core 1 ETF in Q1 2024, selling an estimated $197M.
  • AE Wealth Management's ten largest holdings make up 18% of its $8.85B portfolio in Q1 2024.
  • AE Wealth Management opened 38 new positions and closed 936 in Q1 2024.
  • AE Wealth Management's portfolio value fell 55% quarter-over-quarter to $8.85B.

Based on AE Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.