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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
451
EOG Resources
EOG
$74.4B
$7.14M 0.04%
56,361
-291
-0.5% -$37K
OZ icon
452
Belpointe PREP
OZ
$176M
$7.1M 0.04%
82,889
-7,301
-8% -$632K
PSEP icon
453
Innovator US Equity Power Buffer ETF September
PSEP
$843M
$7.08M 0.04%
218,455
+42,136
+24% +$1.39M
XLI icon
454
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$7.07M 0.04%
69,706
-26,728
-28% -$2.86M
FREL icon
455
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$7.06M 0.04%
310,451
+9,685
+3% +$240K
SPMB icon
456
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$7M 0.04%
336,323
-3,347
-1% -$71.7K
JMST icon
457
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$6.97M 0.04%
138,129
+111,165
+412% +$5.62M
BX icon
458
Blackstone
BX
$107B
$6.93M 0.04%
64,714
+2,173
+3% +$226K
USTB icon
459
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$6.93M 0.04%
141,707
-43,309
-23% -$2.12M
TGT icon
460
Target
TGT
$65.5B
$6.92M 0.04%
62,550
+3,773
+6% +$479K
EMXC icon
461
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.8B
$6.9M 0.04%
138,441
-6,342
-4% -$329K
DIHP icon
462
Dimensional International High Profitability ETF
DIHP
$6.25B
$6.87M 0.04%
296,128
+33,335
+13% +$808K
CNP icon
463
CenterPoint Energy
CNP
$29B
$6.74M 0.04%
250,866
+37,208
+17% +$1.08M
ADM icon
464
Archer Daniels Midland
ADM
$40.1B
$6.7M 0.04%
88,861
-8,497
-9% -$688K
CL icon
465
Colgate-Palmolive
CL
$74.2B
$6.68M 0.04%
93,901
+36,819
+65% +$2.75M
TTWO icon
466
Take-Two Interactive
TTWO
$46.3B
$6.67M 0.04%
47,500
+2,270
+5% +$327K
TTD icon
467
Trade Desk
TTD
$8.89B
$6.65M 0.04%
85,055
+403
+0.5% +$32.6K
SOXX icon
468
iShares Semiconductor ETF
SOXX
$40.6B
$6.64M 0.04%
42,063
+864
+2% +$144K
MDLZ icon
469
Mondelez International
MDLZ
$80.2B
$6.59M 0.04%
94,993
+4,239
+5% +$305K
MS icon
470
Morgan Stanley
MS
$333B
$6.57M 0.04%
80,402
-14,642
-15% -$1.27M
IQV icon
471
IQVIA
IQV
$40B
$6.56M 0.04%
33,360
+7,366
+28% +$1.6M
GD icon
472
General Dynamics
GD
$106B
$6.56M 0.04%
29,687
-95
-0.3% -$21K
VBK icon
473
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$6.55M 0.04%
30,564
+863
+3% +$196K
XYLD icon
474
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$6.54M 0.04%
168,141
+22,331
+15% +$905K
DELL icon
475
Dell
DELL
$253B
$6.52M 0.04%
94,561
-9,545
-9% -$569K
17 18
19
20 21

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.