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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
451
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.7M 0.03%
9
– –
CF icon
452
CF Industries
CF
$18.9B
$3.69M 0.03%
66,103
+13,310
+25% +$639K
CL icon
453
Colgate-Palmolive
CL
$74.2B
$3.68M 0.03%
48,727
+2,631
+6% +$209K
FNCL icon
454
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$3.68M 0.03%
68,487
+34,684
+103% +$1.85M
ARKQ icon
455
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$3.66M 0.03%
46,878
-12,593
-21% -$1.03M
AZO icon
456
AutoZone
AZO
$50.9B
$3.65M 0.03%
2,152
+160
+8% +$257K
PXD
457
DELISTED
Pioneer Natural Resource Co.
PXD
$3.65M 0.03%
21,903
-4,595
-17% -$695K
BLK icon
458
Blackrock
BLK
$170B
$3.63M 0.03%
4,335
+178
+4% +$160K
NET icon
459
Cloudflare
NET
$93.7B
$3.6M 0.03%
31,958
-1,600
-5% -$191K
ZBH icon
460
Zimmer Biomet
ZBH
$18.5B
$3.59M 0.03%
25,264
-2,116
-8% -$311K
DFS
461
DELISTED
Discover Financial Services
DFS
$3.57M 0.03%
29,055
-15,355
-35% -$1.92M
UAL icon
462
United Airlines
UAL
$40.2B
$3.57M 0.03%
74,968
-5,702
-7% -$269K
CRWD icon
463
CrowdStrike
CRWD
$185B
$3.54M 0.03%
57,676
-15,608
-21% -$1.01M
XTN icon
464
State Street SPDR S&P Transportation ETF
XTN
$401M
$3.54M 0.03%
40,881
+14,242
+53% +$1.21M
LEG icon
465
Leggett & Platt
LEG
$1.47B
$3.53M 0.03%
78,748
+15,712
+25% +$757K
HSCZ icon
466
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$240M
$3.49M 0.03%
94,706
+13,109
+16% +$487K
CHY
467
Calamos Convertible and High Income Fund
CHY
$1B
$3.48M 0.03%
222,648
-71,963
-24% -$1.16M
XLSR icon
468
State Street US Sector Rotation ETF
XLSR
$1B
$3.47M 0.03%
78,601
+15,731
+25% +$715K
UTES icon
469
Virtus Reaves Utilities ETF
UTES
$1.35B
$3.46M 0.03%
83,015
+1,683
+2% +$73K
ALGN icon
470
Align Technology
ALGN
$12.6B
$3.46M 0.03%
5,197
+574
+12% +$390K
GE icon
471
GE Aerospace
GE
$377B
$3.45M 0.03%
53,753
+13,090
+32% +$842K
EW icon
472
Edwards Lifesciences
EW
$48.2B
$3.45M 0.03%
30,457
+7,513
+33% +$858K
A icon
473
Agilent Technologies
A
$39.7B
$3.44M 0.03%
21,862
+227
+1% +$36.7K
SYY icon
474
Sysco
SYY
$40.8B
$3.44M 0.03%
43,846
+3,342
+8% +$255K
WU icon
475
Western Union
WU
$2.58B
$3.44M 0.03%
170,223
+41,931
+33% +$926K
17 18
19
20 21

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.