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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPZ icon
451
Domino's
DPZ
$11.9B
$2.31M 0.03%
6,031
+3,939
+188% +$1.55M
EXC icon
452
Exelon
EXC
$48.1B
$2.31M 0.03%
76,771
+28,729
+60% +$848K
SONY icon
453
Sony
SONY
$137B
$2.3M 0.03%
113,590
-3,480
-3% -$60.5K
EQR icon
454
Equity Residential
EQR
$25.8B
$2.29M 0.03%
38,709
+6,561
+20% +$371K
CNP icon
455
CenterPoint Energy
CNP
$28.3B
$2.29M 0.03%
105,940
+58,762
+125% +$1.3M
IPAY icon
456
Amplify Mobile Payments ETF
IPAY
$173M
$2.29M 0.03%
34,359
+8,135
+31% +$483K
LAMR icon
457
Lamar Advertising Co
LAMR
$16.7B
$2.29M 0.03%
27,454
-1,987
-7% -$149K
KR icon
458
Kroger
KR
$36.7B
$2.28M 0.03%
71,767
+13,293
+23% +$431K
PSEP icon
459
Innovator US Equity Power Buffer ETF September
PSEP
$839M
$2.28M 0.03%
81,616
+70,366
+625% +$1.91M
XLSR icon
460
State Street US Sector Rotation ETF
XLSR
$983M
$2.28M 0.03%
56,423
+858
+2% +$33K
IP icon
461
International Paper
IP
$22.6B
$2.27M 0.03%
48,121
-3,006
-6% -$134K
FVRR icon
462
Fiverr
FVRR
$331M
$2.26M 0.03%
11,590
+4,148
+56% +$751K
AES icon
463
AES
AES
$10.6B
$2.26M 0.03%
96,143
+196
+0.2% +$4.07K
VHT icon
464
Vanguard Health Care ETF
VHT
$18.5B
$2.25M 0.03%
10,053
+1,699
+20% +$363K
CRSP icon
465
CRISPR Therapeutics
CRSP
$4.69B
$2.25M 0.03%
14,662
+3,442
+31% +$407K
WSFS icon
466
WSFS Financial
WSFS
$4.14B
$2.24M 0.03%
49,945
– –
VCR icon
467
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$2.24M 0.03%
8,125
-267
-3% -$67.8K
HPQ icon
468
HP
HPQ
$26B
$2.23M 0.03%
90,554
-6,712
-7% -$141K
PHO icon
469
Invesco Water Resources ETF
PHO
$2.03B
$2.21M 0.03%
47,607
+12,945
+37% +$566K
STZ icon
470
Constellation Brands
STZ
$22.5B
$2.21M 0.03%
10,084
+1,338
+15% +$263K
FPEI icon
471
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$2.21M 0.03%
108,253
+7,847
+8% +$156K
DOV icon
472
Dover
DOV
$26.7B
$2.2M 0.03%
17,460
+22
+0.1% +$2.61K
HISF icon
473
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$2.2M 0.02%
45,955
+15,179
+49% +$709K
EQIX icon
474
Equinix
EQIX
$99.4B
$2.2M 0.02%
3,078
+406
+15% +$302K
PJAN icon
475
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$2.19M 0.02%
+71,616
New +$2.14M
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.