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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
451
T-Mobile US
TMUS
$195B
$1.84M 0.03%
16,069
+1,123
+8% +$124K
CRWD icon
452
CrowdStrike
CRWD
$183B
$1.83M 0.03%
53,424
+25,388
+91% +$740K
LQDH icon
453
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$1.83M 0.03%
20,010
-1,571
-7% -$144K
XEL icon
454
Xcel Energy
XEL
$49.2B
$1.83M 0.03%
26,470
+2,798
+12% +$191K
USHY icon
455
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$1.82M 0.03%
46,216
+36,017
+353% +$1.42M
DRSK icon
456
Aptus Defined Risk ETF
DRSK
$1.5B
$1.82M 0.03%
58,977
+6,482
+12% +$200K
HOLX
457
DELISTED
Hologic
HOLX
$1.81M 0.03%
27,282
-891
-3% -$56.4K
B
458
Barrick Mining
B
$60.9B
$1.81M 0.03%
+64,396
New +$1.83M
BSX icon
459
Boston Scientific
BSX
$68.4B
$1.8M 0.03%
47,179
+43
+0.1% +$1.66K
SONY icon
460
Sony
SONY
$137B
$1.8M 0.03%
117,070
-1,590
-1% -$24.7K
NET icon
461
Cloudflare
NET
$96B
$1.8M 0.03%
43,752
+19,372
+79% +$742K
MU icon
462
Micron Technology
MU
$835B
$1.79M 0.03%
38,024
-12,237
-24% -$592K
RCL icon
463
Royal Caribbean
RCL
$86.5B
$1.77M 0.03%
27,363
-2,457
-8% -$145K
ROP icon
464
Roper Technologies
ROP
$40.4B
$1.76M 0.03%
4,465
+2,531
+131% +$1.05M
MAC icon
465
Macerich
MAC
$7.4B
$1.76M 0.03%
259,607
+113,849
+78% +$895K
EDV icon
466
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$1.76M 0.03%
+10,644
New +$1.8M
BAB icon
467
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.76M 0.03%
+52,756
New +$1.76M
HYLV
468
DELISTED
IQ S&P High Yield Low Volatility Bond ETF
HYLV
$1.75M 0.03%
70,769
+41,594
+143% +$1.04M
NVS icon
469
Novartis
NVS
$302B
$1.75M 0.03%
20,137
+88
+0.4% +$7.62K
AOM icon
470
iShares Core Moderate Allocation ETF
AOM
$1.74B
$1.75M 0.02%
42,551
+780
+2% +$32K
AES icon
471
AES
AES
$10.6B
$1.74M 0.02%
95,947
-42,488
-31% -$710K
BDX icon
472
Becton Dickinson
BDX
$46.4B
$1.73M 0.02%
7,610
+845
+12% +$208K
IDU icon
473
iShares US Utilities ETF
IDU
$1.37B
$1.72M 0.02%
23,566
-662
-3% -$48.6K
IXUS icon
474
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
$1.72M 0.02%
29,447
+5,814
+25% +$339K
BEP icon
475
Brookfield Renewable
BEP
$9.6B
$1.71M 0.02%
48,824
-10,659
-18% -$315K
17 18
19
20 21

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.