We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
451
Eaton
ETN
$152B
$1.4M 0.03%
14,775
+5,382
+57% +$478K
LEN icon
452
Lennar Class A
LEN
$20.6B
$1.4M 0.03%
25,865
+3,009
+13% +$172K
AKAM icon
453
Akamai
AKAM
$16.4B
$1.39M 0.03%
16,098
+2,224
+16% +$194K
FUTY icon
454
Fidelity MSCI Utilities Index ETF
FUTY
$2.39B
$1.39M 0.03%
32,811
+4,613
+16% +$192K
ALK icon
455
Alaska Air
ALK
$5.23B
$1.39M 0.03%
20,469
+1,572
+8% +$107K
SLY
456
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.37M 0.03%
18,950
-2,115
-10% -$147K
NVS icon
457
Novartis
NVS
$298B
$1.37M 0.03%
14,429
+5,961
+70% +$535K
VNQI icon
458
Vanguard Global ex-US Real Estate ETF
VNQI
$3.49B
$1.36M 0.03%
22,965
+7,582
+49% +$455K
PFF icon
459
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.35M 0.03%
35,906
-4,381
-11% -$163K
AVGO icon
460
Broadcom
AVGO
$1.81T
$1.35M 0.03%
42,620
+5,360
+14% +$163K
MS icon
461
Morgan Stanley
MS
$335B
$1.34M 0.03%
26,272
+9,856
+60% +$467K
APTV icon
462
Aptiv
APTV
$12B
$1.34M 0.03%
14,126
+1,420
+11% +$130K
PINS icon
463
Pinterest
PINS
$13.2B
$1.34M 0.03%
+71,736
New +$1.55M
IBOC icon
464
International Bancshares
IBOC
$4.78B
$1.33M 0.03%
30,997
-655
-2% -$27.2K
BNY
465
Bank of New York Mellon
BNY
$107B
$1.33M 0.03%
26,377
+1,120
+4% +$53.4K
HOLX
466
DELISTED
Hologic
HOLX
$1.32M 0.03%
25,357
+3,634
+17% +$181K
PCAR icon
467
PACCAR
PCAR
$69.4B
$1.32M 0.03%
25,100
-636
-2% -$32.7K
IYLD icon
468
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$1.32M 0.03%
51,676
-68,515
-57% -$1.72M
CHKP icon
469
Check Point Software Technologies
CHKP
$13.7B
$1.32M 0.03%
11,890
+3,450
+41% +$388K
VLUE icon
470
iShares MSCI USA Value Factor ETF
VLUE
$9.3B
$1.32M 0.03%
14,679
+6,107
+71% +$524K
SCHE icon
471
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$1.31M 0.03%
47,756
+1,613
+3% +$42.5K
RLI icon
472
RLI Corp
RLI
$5.87B
$1.3M 0.03%
28,898
+20,462
+243% +$961K
IGPT icon
473
Invesco AI and Next Gen Software ETF
IGPT
$1.16B
$1.3M 0.03%
38,973
+13,728
+54% +$443K
CF icon
474
CF Industries
CF
$18.6B
$1.29M 0.03%
27,075
-649
-2% -$30.4K
DISCK
475
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.29M 0.03%
42,350
+7,258
+21% +$203K
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.