We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
451
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$975K 0.03%
17,416
+12,540
+257% +$705K
VTEB icon
452
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$973K 0.03%
18,145
+9,274
+105% +$497K
SCHW
453
Charles Schwab
SCHW
$180B
$972K 0.03%
23,231
+1,051
+5% +$42.4K
A icon
454
Agilent Technologies
A
$39.2B
$968K 0.03%
12,627
+3,365
+36% +$243K
SPMD icon
455
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.3B
$968K 0.03%
+28,565
New +$963K
STLD icon
456
Steel Dynamics
STLD
$35.8B
$964K 0.03%
32,357
+918
+3% +$27.1K
VCIT icon
457
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$963K 0.03%
10,556
+391
+4% +$35.4K
PARA
458
DELISTED
Paramount Global Class B
PARA
$962K 0.03%
23,838
-2,373
-9% -$111K
NGG icon
459
National Grid
NGG
$82.5B
$957K 0.03%
19,995
-6,032
-23% -$279K
AGZD icon
460
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$954K 0.03%
39,930
+2,988
+8% +$71.4K
CM icon
461
Canadian Imperial Bank of Commerce
CM
$108B
$951K 0.03%
23,048
+2,790
+14% +$110K
FHN icon
462
First Horizon
FHN
$12.2B
$943K 0.03%
58,199
– –
OKTA icon
463
Okta
OKTA
$24.1B
$941K 0.03%
9,558
+685
+8% +$85.6K
MU icon
464
Micron Technology
MU
$976B
$939K 0.03%
21,906
+1,823
+9% +$82.4K
VSHY icon
465
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$937K 0.03%
39,448
-38,135
-49% -$906K
ITA icon
466
iShares US Aerospace & Defense ETF
ITA
$14.4B
$933K 0.03%
8,304
+222
+3% +$24.3K
AZO icon
467
AutoZone
AZO
$50B
$930K 0.03%
857
+328
+62% +$368K
VRP icon
468
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$930K 0.03%
36,599
+24,809
+210% +$626K
PGX icon
469
Invesco Preferred ETF
PGX
$3.8B
$926K 0.03%
61,658
+14,507
+31% +$216K
AOR icon
470
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$925K 0.03%
20,083
+691
+4% +$31.6K
CHKP icon
471
Check Point Software Technologies
CHKP
$13.5B
$924K 0.03%
8,440
-898
-10% -$100K
USB icon
472
US Bancorp
USB
$99.6B
$922K 0.03%
16,655
-4,238
-20% -$229K
TMUS icon
473
T-Mobile US
TMUS
$196B
$921K 0.03%
11,698
-545
-4% -$42.7K
DGRO icon
474
iShares Core Dividend Growth ETF
DGRO
$42.9B
$911K 0.03%
23,286
-6,118
-21% -$236K
BAX icon
475
Baxter International
BAX
$12B
$905K 0.03%
10,351
+2,517
+32% +$215K
17 18
19
20 21

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.