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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
451
Regions Financial
RF
$26.3B
$152K 0.03%
11,328
+1,166
+11% +$18.7K
BDJ icon
452
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$146K 0.03%
18,781
-797
-4% -$6.78K
VER
453
DELISTED
VEREIT, Inc.
VER
$134K 0.02%
3,750
-1,144
-23% -$42.5K
HBAN icon
454
Huntington Bancshares
HBAN
$35.1B
$133K 0.02%
11,192
-3,076
-22% -$42.7K
JPC icon
455
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$117K 0.02%
14,028
-299
-2% -$2.64K
CRON
456
Cronos Group
CRON
$1.05B
$104K 0.02%
+10,031
New +$96.6K
ETW
457
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$99K 0.02%
+10,425
New +$111K
PMM
458
Franklin Managed Municipal Income Trust
PMM
$275M
$81K 0.01%
12,100
– –
PSEC icon
459
Prospect Capital
PSEC
$1.06B
$81K 0.01%
12,812
+2,189
+21% +$14.8K
STAF
460
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
$81K 0.01%
88
-8
-8% -$8.31K
ACB
461
Aurora Cannabis
ACB
$165M
$74K 0.01%
+125
New +$92.1K
ADAM
462
Adamas Trust
ADAM
$777M
$70K 0.01%
+2,983
New +$72.2K
NAT icon
463
Nordic American Tanker
NAT
$1.37B
$52K 0.01%
26,104
-1,493
-5% -$3.88K
NMM icon
464
Navios Maritime Partners
NMM
$2.25B
$37K 0.01%
2,876
+479
+20% +$9.82K
UPL
465
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$27K ﹤0.01%
35,183
+10,529
+43% +$13.3K
IZEA icon
466
IZEA Worldwide
IZEA
$59.5M
$18K ﹤0.01%
4,488
+738
+20% +$4.28K
AXU
467
DELISTED
Alexco Resource Corp
AXU
$11K ﹤0.01%
+12,000
New +$10.8K
PLM
468
DELISTED
PolyMet Mining Corp.
PLM
$9K ﹤0.01%
+1,055
New +$9.24K
FGP
469
DELISTED
Ferrellgas Partners, L.P.
FGP
$8K ﹤0.01%
+14,321
New +$20K
DNN icon
470
Denison Mines
DNN
$2.63B
$6K ﹤0.01%
+12,000
New +$6.85K
PTX
471
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$6K ﹤0.01%
+14,500
New +$9.02K
TRX icon
472
TRX Gold Corp
TRX
$255M
$5K ﹤0.01%
15,000
-6,000
-29% -$2.25K
CSCO icon
473
CALL
Cisco
CSCO
$450B
$1K ﹤0.01%
200
– –
XLU icon
474
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1K ﹤0.01%
+400
New +$10.9K
ABBV icon
475
CALL
AbbVie
ABBV
$458B
– –
-200
Closed -$1K
17 18
19
20 21

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.