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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
451
Royce Micro-Cap Trust
RMT
$736M
– –
-17,842
Closed -$167K
RNP icon
452
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
– –
-31,726
Closed -$673K
RQI icon
453
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-29,184
Closed -$367K
RSPM icon
454
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
– –
-16,875
Closed -$351K
SABA
455
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-47,862
Closed -$645K
SCHP icon
456
Schwab US TIPS ETF
SCHP
$16.3B
– –
-70,404
Closed -$1.95M
SLB icon
457
SLB Ltd
SLB
$77.8B
– –
-3,032
Closed -$212K
STEW
458
SRH Total Return Fund
STEW
$1.75B
– –
-116,695
Closed -$1.19M
TNET icon
459
TriNet
TNET
$2.84B
– –
-39,029
Closed -$1.31M
TRN icon
460
Trinity Industries
TRN
$2.97B
– –
-10,456
Closed -$240K
TROW icon
461
T. Rowe Price
TROW
$25B
– –
-19,351
Closed -$1.75M
VFC icon
462
VF Corp
VFC
$6.68B
– –
-3,654
Closed -$219K
XBI icon
463
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-3,539
Closed -$306K
XHS icon
464
State Street SPDR S&P Health Care Services ETF
XHS
$205M
– –
-3,370
Closed -$205K
GAP
465
The Gap Inc
GAP
$6.84B
– –
-7,562
Closed -$223K
STAF
466
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
– –
-73
Closed -$194K
BRG
467
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-10,492
Closed -$116K
RDS.B
468
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-4,859
Closed -$304K
FLGE
469
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-1,196
Closed -$236K
JTD
470
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-25,167
Closed -$424K
EFF
471
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-29,873
Closed -$496K
EV
472
DELISTED
Eaton Vance Corp.
EV
– –
-12,136
Closed -$599K
IMMU
473
DELISTED
Immunomedics Inc
IMMU
– –
-50,000
Closed -$699K
AGC
474
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-142,540
Closed -$889K
CAFD
475
DELISTED
8point3 Energy Partners LP
CAFD
– –
-10,395
Closed -$156K
16 17 18
19
20

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CWP
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HNB
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.