We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOR icon
426
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$8.34M 0.05%
168,771
+140,179
+490% +$7.14M
BDX icon
427
Becton Dickinson
BDX
$45.8B
$8.33M 0.05%
32,223
+10,020
+45% +$2.71M
NOVZ icon
428
TrueShares Structured Outcome November ETF
NOVZ
$2.55B
$8.32M 0.05%
+254,349
New +$8.58M
IGIB icon
429
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$8.3M 0.05%
170,632
-78,179
-31% -$3.89M
TMUS icon
430
T-Mobile US
TMUS
$196B
$8.28M 0.05%
59,145
+7,230
+14% +$1M
PXD
431
DELISTED
Pioneer Natural Resource Co.
PXD
$8.14M 0.05%
35,454
+4,872
+16% +$1.11M
ON icon
432
ON Semiconductor
ON
$32.8B
$8.1M 0.05%
87,090
-127
-0.1% -$12.3K
SENT
433
DELISTED
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
$8.08M 0.05%
363,543
-83,691
-19% -$1.97M
DLR icon
434
Digital Realty Trust
DLR
$71.5B
$8.08M 0.05%
66,736
-10,290
-13% -$1.26M
UUP icon
435
Invesco DB US Dollar Index Bullish Fund
UUP
$426M
$8.07M 0.05%
271,413
+216,456
+394% +$6.21M
FISR icon
436
State Street Fixed Income Sector Rotation ETF
FISR
$491M
$8.06M 0.05%
325,847
-8,623
-3% -$219K
DFAR icon
437
Dimensional US Real Estate ETF
DFAR
$1.82B
$8.05M 0.05%
412,189
+32,570
+9% +$691K
IFRA icon
438
iShares US Infrastructure ETF
IFRA
$4.56B
$8.02M 0.05%
219,147
+29,856
+16% +$1.16M
PSX icon
439
Phillips 66
PSX
$82.5B
$7.93M 0.05%
66,037
+9,115
+16% +$1.02M
PKW icon
440
Invesco BuyBack Achievers ETF
PKW
$1.73B
$7.82M 0.05%
+86,929
New +$8M
TXN icon
441
Texas Instruments
TXN
$253B
$7.71M 0.05%
48,519
-2,447
-5% -$418K
MAR icon
442
Marriott International
MAR
$101B
$7.64M 0.05%
38,850
+4,247
+12% +$844K
IBTE
443
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$7.63M 0.05%
320,163
+79,583
+33% +$1.89M
DDWM icon
444
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$7.56M 0.05%
248,152
+44,034
+22% +$1.37M
VYMI icon
445
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
$7.42M 0.04%
119,934
+8,342
+7% +$530K
QYLD icon
446
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$7.37M 0.04%
439,369
+62,405
+17% +$1.1M
GBIL icon
447
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$7.32M 0.04%
73,143
-30,285
-29% -$3.03M
GJAN icon
448
FT Vest US Equity Moderate Buffer ETF January
GJAN
$434M
$7.3M 0.04%
226,373
-16,107
-7% -$527K
VRTX icon
449
Vertex Pharmaceuticals
VRTX
$124B
$7.27M 0.04%
20,898
+4,351
+26% +$1.52M
MDT icon
450
Medtronic
MDT
$111B
$7.17M 0.04%
91,536
-10,995
-11% -$920K
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.