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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIT icon
426
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$4.77M 0.03%
56,478
+1,283
+2% +$114K
SMH icon
427
VanEck Semiconductor ETF
SMH
$63.8B
$4.77M 0.03%
30,886
+18,772
+155% +$2.71M
DRSK icon
428
Aptus Defined Risk ETF
DRSK
$1.5B
$4.75M 0.03%
164,813
+6,992
+4% +$204K
FEX icon
429
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.73M 0.03%
51,275
+2,636
+5% +$238K
GPC icon
430
Genuine Parts
GPC
$17.9B
$4.73M 0.03%
33,724
+2,260
+7% +$299K
PARA
431
DELISTED
Paramount Global Class B
PARA
$4.69M 0.03%
155,471
+11,878
+8% +$409K
EMB icon
432
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.66M 0.03%
42,680
+3,343
+8% +$365K
IVE icon
433
iShares S&P 500 Value ETF
IVE
$49.6B
$4.65M 0.03%
29,666
-13,407
-31% -$2.04M
BBAG icon
434
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.03B
$4.62M 0.03%
85,607
-3,571
-4% -$193K
PWR icon
435
Quanta Services
PWR
$88.3B
$4.6M 0.03%
40,150
+28,719
+251% +$3.31M
RTL
436
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$4.6M 0.03%
503,562
-6,156
-1% -$52.2K
ACWV icon
437
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$4.59M 0.03%
42,419
+23,645
+126% +$2.5M
EIX icon
438
Edison International
EIX
$30.7B
$4.59M 0.03%
67,269
+6,368
+10% +$404K
FDIS icon
439
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
$4.58M 0.03%
51,830
+24,343
+89% +$2.12M
QTEC icon
440
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$4.57M 0.03%
26,101
+11,489
+79% +$1.96M
FISR icon
441
State Street Fixed Income Sector Rotation ETF
FISR
$491M
$4.56M 0.03%
147,017
+68,680
+88% +$2.14M
GRMN
442
Garmin
GRMN
$48.9B
$4.5M 0.03%
33,046
+8,937
+37% +$1.29M
SPG icon
443
Simon Property Group
SPG
$76.8B
$4.48M 0.03%
28,063
-6,995
-20% -$1.07M
FLOT icon
444
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.48M 0.03%
88,379
+1,230
+1% +$62.4K
MINT icon
445
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$4.47M 0.03%
44,053
-3,057
-6% -$311K
VRSK icon
446
Verisk Analytics
VRSK
$27.8B
$4.46M 0.03%
19,515
+484
+3% +$106K
NSC icon
447
Norfolk Southern
NSC
$76.1B
$4.45M 0.03%
14,951
+1,121
+8% +$313K
VXUS icon
448
Vanguard Total International Stock ETF
VXUS
$153B
$4.45M 0.03%
69,950
+7,321
+12% +$470K
TDSE
449
DELISTED
Cabana Target Drawdown 16 ETF
TDSE
$4.32M 0.03%
144,803
+10,844
+8% +$321K
STIP icon
450
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$4.28M 0.03%
40,411
+1,567
+4% +$166K
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.