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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
426
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.15M 0.03%
48,639
-6,137
-11% -$537K
STIP icon
427
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$4.1M 0.03%
38,844
+1,697
+5% +$180K
RTL
428
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$4.1M 0.03%
509,718
+26,782
+6% +$226K
HYMB icon
429
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$4.08M 0.03%
136,288
-53,540
-28% -$1.63M
NKE icon
430
Nike
NKE
$63.9B
$4.07M 0.03%
27,991
-164
-0.6% -$26.7K
NXPI icon
431
NXP Semiconductors
NXPI
$65.4B
$4.05M 0.03%
20,660
+2,026
+11% +$421K
GSLC icon
432
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$4.05M 0.03%
47,032
+41,837
+805% +$3.71M
IWD icon
433
iShares Russell 1000 Value ETF
IWD
$82.2B
$4.04M 0.03%
25,829
-2,019
-7% -$324K
VXUS icon
434
Vanguard Total International Stock ETF
VXUS
$153B
$3.96M 0.03%
62,629
+452
+0.7% +$29.5K
NOBL icon
435
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$3.96M 0.03%
89,422
-10,476
-10% -$484K
VXX icon
436
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$159M
$3.92M 0.03%
8,812
+5,929
+206% +$2.66M
SCHR
437
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3.92M 0.03%
138,302
-264,786
-66% -$7.57M
SLB icon
438
SLB Ltd
SLB
$74.2B
$3.88M 0.03%
130,842
+2,451
+2% +$70.2K
NMZ icon
439
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$3.84M 0.03%
260,082
+19,550
+8% +$301K
CI icon
440
Cigna
CI
$79.6B
$3.84M 0.03%
19,167
+1,973
+11% +$429K
VONG icon
441
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$3.83M 0.03%
54,331
+11,824
+28% +$860K
GPC icon
442
Genuine Parts
GPC
$17.9B
$3.81M 0.03%
31,464
+4,473
+17% +$558K
VRSK icon
443
Verisk Analytics
VRSK
$27.8B
$3.81M 0.03%
19,031
+1,421
+8% +$275K
SPLV icon
444
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$3.79M 0.03%
62,335
-14,239
-19% -$898K
COF icon
445
Capital One
COF
$130B
$3.79M 0.03%
23,402
+23
+0.1% +$3.75K
FE icon
446
FirstEnergy
FE
$28.7B
$3.77M 0.03%
105,953
+17,256
+19% +$655K
TDSE
447
DELISTED
Cabana Target Drawdown 16 ETF
TDSE
$3.77M 0.03%
133,959
-39,731
-23% -$1.14M
HUM icon
448
Humana
HUM
$46.7B
$3.75M 0.03%
9,642
+6,611
+218% +$2.81M
GRMN
449
Garmin
GRMN
$48.9B
$3.75M 0.03%
24,109
+4,510
+23% +$733K
GLW icon
450
Corning
GLW
$108B
$3.72M 0.03%
101,886
-1,716
-2% -$68.5K
16 17
18
19 20

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.