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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
426
iShares Short Maturity Bond ETF
NEAR
$4.82B
$2.59M 0.03%
51,632
-42,894
-45% -$2.15M
WY icon
427
Weyerhaeuser
WY
$17.6B
$2.59M 0.03%
77,200
+872
+1% +$26.2K
SWKS icon
428
Skyworks Solutions
SWKS
$9.2B
$2.57M 0.03%
16,804
+7,683
+84% +$1.12M
BSX icon
429
Boston Scientific
BSX
$68.4B
$2.57M 0.03%
71,438
+24,259
+51% +$874K
UL icon
430
Unilever
UL
$142B
$2.57M 0.03%
37,795
+18,715
+98% +$1.27M
EW icon
431
Edwards Lifesciences
EW
$49.4B
$2.56M 0.03%
28,048
-2,291
-8% -$190K
AZN icon
432
AstraZeneca
AZN
$269B
$2.53M 0.03%
25,348
+8,133
+47% +$861K
VDE icon
433
Vanguard Energy ETF
VDE
$9.9B
$2.52M 0.03%
48,680
-3,182
-6% -$149K
VTC icon
434
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$2.52M 0.03%
26,794
+1,650
+7% +$153K
O icon
435
Realty Income
O
$61.1B
$2.52M 0.03%
41,811
+2,892
+7% +$171K
IWD icon
436
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.5M 0.03%
18,317
+1,062
+6% +$136K
NEM icon
437
Newmont
NEM
$96.2B
$2.5M 0.03%
41,815
+1,230
+3% +$75.8K
IGPT icon
438
Invesco AI and Next Gen Software ETF
IGPT
$1.08B
$2.5M 0.03%
48,795
+7,956
+19% +$366K
PDBC icon
439
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$2.48M 0.03%
+162,519
New +$2.31M
HYS icon
440
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$2.46M 0.03%
25,094
-2,358
-9% -$227K
CRWD icon
441
CrowdStrike
CRWD
$183B
$2.45M 0.03%
46,336
-7,088
-13% -$276K
MAC icon
442
Macerich
MAC
$7.4B
$2.45M 0.03%
229,778
-29,829
-11% -$271K
STX icon
443
Seagate
STX
$173B
$2.44M 0.03%
39,295
+1,076
+3% +$60.5K
SOXX icon
444
iShares Semiconductor ETF
SOXX
$38.4B
$2.44M 0.03%
19,293
+5,343
+38% +$613K
LIT icon
445
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$2.42M 0.03%
+39,132
New +$1.94M
IBUY icon
446
Amplify Online Retail ETF
IBUY
$112M
$2.42M 0.03%
21,159
+3,645
+21% +$371K
TMUS icon
447
T-Mobile US
TMUS
$195B
$2.42M 0.03%
17,938
+1,869
+12% +$231K
OKE icon
448
Oneok
OKE
$56.7B
$2.42M 0.03%
62,926
+1,370
+2% +$46.1K
DFS
449
DELISTED
Discover Financial Services
DFS
$2.38M 0.03%
26,305
+6,996
+36% +$522K
FSLY icon
450
Fastly Inc
FSLY
$3.24B
$2.38M 0.03%
27,197
+5,869
+28% +$517K
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.