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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
426
ConocoPhillips
COP
$144B
$1.96M 0.03%
59,787
-18,712
-24% -$709K
IP icon
427
International Paper
IP
$22.6B
$1.96M 0.03%
51,127
-1,252
-2% -$44.2K
NMZ icon
428
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$1.96M 0.03%
+145,219
New +$1.96M
IJJ icon
429
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$1.96M 0.03%
29,008
-5,462
-16% -$377K
NOBL icon
430
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.95M 0.03%
54,156
-7,318
-12% -$263K
LRCX icon
431
Lam Research
LRCX
$316B
$1.95M 0.03%
58,780
+10,260
+21% +$353K
LAMR icon
432
Lamar Advertising Co
LAMR
$16.7B
$1.95M 0.03%
29,441
-1,906
-6% -$127K
FPEI icon
433
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$1.95M 0.03%
100,406
+73,676
+276% +$1.42M
IWM icon
434
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$1.94M 0.03%
618,400
+31,900
+5% +$4.8M
PNC icon
435
PNC Financial Services
PNC
$99.1B
$1.91M 0.03%
17,418
+1,106
+7% +$119K
TDOC icon
436
Teladoc Health
TDOC
$1.66B
$1.9M 0.03%
8,646
-3,552
-29% -$752K
VMC icon
437
Vulcan Materials
VMC
$36.8B
$1.89M 0.03%
13,952
+11,709
+522% +$1.47M
STOR
438
DELISTED
STORE Capital Corporation
STOR
$1.89M 0.03%
68,923
+14,500
+27% +$368K
DOV icon
439
Dover
DOV
$26.7B
$1.89M 0.03%
17,438
+4,155
+31% +$445K
ZTS icon
440
Zoetis
ZTS
$32.7B
$1.89M 0.03%
11,415
+2,969
+35% +$456K
AZN icon
441
AstraZeneca
AZN
$269B
$1.89M 0.03%
17,215
-540
-3% -$60.1K
STX icon
442
Seagate
STX
$173B
$1.88M 0.03%
38,219
+11,794
+45% +$554K
WM icon
443
Waste Management
WM
$95B
$1.87M 0.03%
16,499
-21,261
-56% -$2.35M
TSCO icon
444
Tractor Supply
TSCO
$16.3B
$1.86M 0.03%
65,000
+12,065
+23% +$347K
LEN icon
445
Lennar Class A
LEN
$20.4B
$1.85M 0.03%
23,412
-1,024
-4% -$72.7K
HYMB icon
446
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$1.85M 0.03%
65,066
-2,270
-3% -$64.7K
PGX icon
447
Invesco Preferred ETF
PGX
$3.79B
$1.85M 0.03%
125,546
+5,194
+4% +$76.2K
HPQ icon
448
HP
HPQ
$26B
$1.85M 0.03%
97,266
-3,222
-3% -$58.8K
PANW icon
449
Palo Alto Networks
PANW
$256B
$1.85M 0.03%
45,270
+31,434
+227% +$1.31M
PBW icon
450
Invesco WilderHill Clean Energy ETF
PBW
$379M
$1.85M 0.03%
30,386
+3,558
+13% +$185K
16 17
18
19 20

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BBHC
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TAF
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JAM
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CWP
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.