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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
426
Becton Dickinson
BDX
$44.1B
$1.51M 0.03%
5,685
+430
+8% +$107K
COHR
427
DELISTED
Coherent Inc
COHR
$1.51M 0.03%
9,058
-92
-1% -$14.2K
MCK icon
428
McKesson
MCK
$100B
$1.5M 0.03%
10,834
+182
+2% +$25.7K
NWL icon
429
Newell Brands
NWL
$2.24B
$1.49M 0.03%
77,656
+636
+0.8% +$12.3K
OKE icon
430
Oneok
OKE
$57.2B
$1.49M 0.03%
19,680
+3,216
+20% +$230K
IJT icon
431
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.2B
$1.49M 0.03%
15,400
+6,924
+82% +$639K
SYY icon
432
Sysco
SYY
$40B
$1.47M 0.03%
17,167
+6,426
+60% +$521K
ITA icon
433
iShares US Aerospace & Defense ETF
ITA
$14.3B
$1.46M 0.03%
13,176
+4,872
+59% +$547K
XLU icon
434
State Street Utilities Select Sector SPDR ETF
XLU
$23.6B
$1.46M 0.03%
45,220
+3,572
+9% +$113K
CP icon
435
Canadian Pacific Kansas City
CP
$81.2B
$1.46M 0.03%
28,565
+195
+0.7% +$9.14K
VTIP icon
436
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.46M 0.03%
29,546
+3,830
+15% +$189K
SPMD icon
437
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.3B
$1.45M 0.03%
40,051
+11,486
+40% +$400K
VXUS icon
438
Vanguard Total International Stock ETF
VXUS
$153B
$1.45M 0.03%
26,057
+19,078
+273% +$1.03M
ED icon
439
Consolidated Edison
ED
$41.3B
$1.45M 0.03%
16,011
+3,047
+24% +$273K
MU icon
440
Micron Technology
MU
$988B
$1.45M 0.03%
26,872
+4,966
+23% +$237K
WELL icon
441
Welltower
WELL
$176B
$1.43M 0.03%
17,521
+3,250
+23% +$278K
CME icon
442
CME Group
CME
$92.4B
$1.43M 0.03%
7,131
+650
+10% +$133K
RSG icon
443
Republic Services
RSG
$67.6B
$1.43M 0.03%
15,947
+1,239
+8% +$108K
NGG icon
444
National Grid
NGG
$81.9B
$1.43M 0.03%
25,709
+5,714
+29% +$294K
SCHH icon
445
Schwab US REIT ETF
SCHH
$11.7B
$1.43M 0.03%
62,026
+4,346
+8% +$101K
A icon
446
Agilent Technologies
A
$38.7B
$1.42M 0.03%
16,673
+4,046
+32% +$319K
CM icon
447
Canadian Imperial Bank of Commerce
CM
$107B
$1.42M 0.03%
34,010
+10,962
+48% +$464K
ITB icon
448
iShares US Home Construction ETF
ITB
$2.35B
$1.41M 0.03%
31,788
+18,817
+145% +$840K
LGLV icon
449
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$1.4M 0.03%
12,288
-57,071
-82% -$6.38M
TMO icon
450
Thermo Fisher Scientific
TMO
$208B
$1.4M 0.03%
4,313
+419
+11% +$127K
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.