We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
426
Public Service Enterprise Group
PEG
$39.3B
$1.09M 0.03%
17,519
+1,324
+8% +$79.1K
HPQ icon
427
HP
HPQ
$24.1B
$1.08M 0.03%
57,276
+9,080
+19% +$178K
OMC icon
428
Omnicom Group
OMC
$23.5B
$1.08M 0.03%
13,798
-413
-3% -$32.8K
NATH icon
429
Nathan's Famous
NATH
$403M
$1.08M 0.03%
15,000
– –
HYZD icon
430
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$1.07M 0.03%
46,533
+1,247
+3% +$28.9K
HUSE
431
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
$1.06M 0.03%
31,435
-805
-2% -$27.9K
BPOP icon
432
Popular Inc
BPOP
$11B
$1.05M 0.03%
19,514
+120
+0.6% +$6.5K
VPL icon
433
Vanguard FTSE Pacific ETF
VPL
$8B
$1.05M 0.03%
15,959
+288
+2% +$18.7K
FTSM icon
434
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$1.04M 0.03%
17,261
+5,391
+45% +$324K
SPSB icon
435
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.03M 0.03%
33,470
+23,924
+251% +$736K
AVGO icon
436
Broadcom
AVGO
$1.81T
$1.03M 0.03%
37,260
-24,720
-40% -$703K
RDS.B
437
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.03M 0.03%
17,162
-5,790
-25% -$346K
SPG icon
438
Simon Property Group
SPG
$74.7B
$1.02M 0.03%
6,586
-1,823
-22% -$283K
DOV icon
439
Dover
DOV
$27.5B
$1.02M 0.03%
10,276
+28
+0.3% +$2.69K
LUV icon
440
Southwest Airlines
LUV
$22.2B
$1.02M 0.03%
18,948
-493
-3% -$25.8K
AOA icon
441
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$1.01M 0.03%
18,422
+4,083
+28% +$222K
PNC icon
442
PNC Financial Services
PNC
$99.5B
$1.01M 0.03%
7,219
-2,729
-27% -$370K
PWR icon
443
Quanta Services
PWR
$91.8B
$1.01M 0.03%
26,771
+4,828
+22% +$174K
REGL icon
444
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
$1M 0.03%
17,272
+630
+4% +$36.5K
WHR icon
445
Whirlpool
WHR
$2.47B
$1M 0.03%
6,316
-981
-13% -$141K
TTE icon
446
TotalEnergies
TTE
$188B
$996K 0.03%
19,145
-2,505
-12% -$130K
LGOV icon
447
First Trust Long Duration Opportunities ETF
LGOV
$621M
$988K 0.03%
+35,158
New +$979K
SDY icon
448
State Street SPDR S&P Dividend ETF
SDY
$22B
$988K 0.03%
9,632
+402
+4% +$40.5K
RCL icon
449
Royal Caribbean
RCL
$78.2B
$982K 0.03%
9,061
-465
-5% -$51.2K
CI icon
450
Cigna
CI
$77.1B
$981K 0.03%
6,464
+928
+17% +$151K
16 17
18
19 20

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.