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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
426
Western Asset Global High Income Fund
EHI
$175M
– –
-14,159
Closed -$146K
ENB icon
427
Enbridge
ENB
$124B
– –
-11,863
Closed -$496K
ETJ
428
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-72,553
Closed -$684K
GM icon
429
General Motors
GM
$74.7B
– –
-31,052
Closed -$1.25M
GRMN
430
Garmin
GRMN
$46.9B
– –
-18,092
Closed -$976K
GWW icon
431
W.W. Grainger
GWW
$65.3B
– –
-1,762
Closed -$317K
HACK icon
432
Amplify Cybersecurity ETF
HACK
$2.63B
– –
-10,031
Closed -$302K
HPQ icon
433
HP
HPQ
$23.5B
– –
-55,406
Closed -$1.11M
HR icon
434
Healthcare Realty
HR
$7.42B
– –
-9,752
Closed -$291K
HYD icon
435
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-3,466
Closed -$217K
IDGT icon
436
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$486M
– –
-5,705
Closed -$263K
IGR
437
CBRE Global Real Estate Income Fund
IGR
$712M
– –
-67,164
Closed -$531K
IGV icon
438
iShares Expanded Tech-Software Sector ETF
IGV
$13B
– –
-11,720
Closed -$343K
JQC icon
439
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-69,742
Closed -$592K
KIO
440
KKR Income Opportunities Fund
KIO
$450M
– –
-46,742
Closed -$837K
LLY icon
441
Eli Lilly
LLY
$1.07T
– –
-13,759
Closed -$1.18M
MAT icon
442
Mattel
MAT
$4.17B
– –
-68,209
Closed -$1.06M
MOS icon
443
The Mosaic Company
MOS
$7.09B
– –
-43,509
Closed -$939K
NAC icon
444
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
– –
-22,182
Closed -$331K
NAD icon
445
Nuveen Quality Municipal Income Fund
NAD
$2.71B
– –
-18,936
Closed -$269K
NRO
446
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
– –
-77,441
Closed -$415K
OHI icon
447
Omega Healthcare
OHI
$15.4B
– –
-7,497
Closed -$239K
OMC icon
448
Omnicom Group
OMC
$22.7B
– –
-8,881
Closed -$658K
PCG icon
449
PG&E
PCG
$47.8B
– –
-6,713
Closed -$457K
PEY icon
450
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
– –
-31,759
Closed -$545K
16 17
18
19 20

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.