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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
401
Lumen
LUMN
$6.38B
$5.32M 0.04%
424,223
+52,143
+14% +$664K
MAR icon
402
Marriott International
MAR
$101B
$5.29M 0.04%
32,043
-490
-2% -$77.1K
TMUS icon
403
T-Mobile US
TMUS
$196B
$5.25M 0.04%
45,238
+32,077
+244% +$3.77M
NUSC icon
404
Nuveen ESG Small-Cap ETF
NUSC
$1.29B
$5.24M 0.04%
124,830
+27,070
+28% +$1.21M
VXF icon
405
Vanguard Extended Market ETF
VXF
$30.5B
$5.15M 0.04%
28,179
-27,854
-50% -$5.24M
MDT icon
406
Medtronic
MDT
$111B
$5.14M 0.04%
49,710
+3,663
+8% +$424K
AEE icon
407
Ameren
AEE
$31.1B
$5.12M 0.04%
57,538
+2,887
+5% +$245K
OXY icon
408
Occidental Petroleum
OXY
$53.6B
$5.1M 0.04%
175,856
+139,601
+385% +$4.38M
IP icon
409
International Paper
IP
$23.3B
$5.08M 0.04%
108,108
+1,670
+2% +$82.4K
IVT icon
410
InvenTrust Properties
IVT
$2.81B
$5.07M 0.04%
+186,117
New +$4.7M
WSM icon
411
Williams-Sonoma
WSM
$27.8B
$5.06M 0.04%
59,814
+50,922
+573% +$4.74M
ADSK icon
412
Autodesk
ADSK
$50.1B
$5.02M 0.04%
17,865
-2,750
-13% -$802K
BALL icon
413
Ball Corp
BALL
$17.8B
$5.02M 0.04%
52,185
+2,008
+4% +$186K
ADI icon
414
Analog Devices
ADI
$178B
$5M 0.03%
28,465
+779
+3% +$138K
PLTR icon
415
Palantir
PLTR
$296B
$5M 0.03%
274,347
+3,520
+1% +$77.7K
ICVT icon
416
iShares Convertible Bond ETF
ICVT
$7.11B
$4.97M 0.03%
55,757
+38,772
+228% +$3.77M
OIH icon
417
VanEck Oil Services ETF
OIH
$1.99B
$4.96M 0.03%
26,833
-42,595
-61% -$8.59M
ESGE icon
418
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
$4.95M 0.03%
124,523
-39,590
-24% -$1.63M
NEAR icon
419
iShares Short Maturity Bond ETF
NEAR
$4.82B
$4.92M 0.03%
98,557
+70,507
+251% +$3.53M
IYC icon
420
iShares US Consumer Discretionary ETF
IYC
$1.16B
$4.91M 0.03%
58,451
+29,256
+100% +$2.42M
FE icon
421
FirstEnergy
FE
$28.7B
$4.88M 0.03%
117,261
+11,308
+11% +$436K
EFA icon
422
iShares MSCI EAFE ETF
EFA
$76.8B
$4.86M 0.03%
61,719
+18,424
+43% +$1.46M
VONG icon
423
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$4.82M 0.03%
61,399
+7,068
+13% +$539K
CF icon
424
CF Industries
CF
$18.9B
$4.82M 0.03%
68,114
+2,011
+3% +$126K
IWD icon
425
iShares Russell 1000 Value ETF
IWD
$82.2B
$4.81M 0.03%
28,648
+2,819
+11% +$462K
15 16
17
18 19

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.