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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
401
Chubb
CB
$141B
$4.63M 0.04%
26,702
+277
+1% +$48.6K
LUMN icon
402
Lumen
LUMN
$6.38B
$4.61M 0.04%
372,080
+74,643
+25% +$936K
VONV icon
403
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$4.6M 0.04%
66,898
+13,558
+25% +$954K
WRK
404
DELISTED
WestRock Company
WRK
$4.58M 0.04%
91,811
+17,897
+24% +$904K
SPG icon
405
Simon Property Group
SPG
$76.8B
$4.56M 0.04%
35,058
-6,041
-15% -$786K
LIT icon
406
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$4.52M 0.04%
55,195
+2,906
+6% +$238K
DRSK icon
407
Aptus Defined Risk ETF
DRSK
$1.5B
$4.52M 0.04%
157,821
-5,864
-4% -$173K
BALL icon
408
Ball Corp
BALL
$17.8B
$4.51M 0.04%
50,177
+3,145
+7% +$279K
MU icon
409
Micron Technology
MU
$927B
$4.51M 0.04%
63,511
-1,364
-2% -$102K
VGK icon
410
Vanguard FTSE Europe ETF
VGK
$30.2B
$4.5M 0.04%
68,662
+25,034
+57% +$1.71M
CCI icon
411
Crown Castle
CCI
$33.1B
$4.48M 0.04%
25,843
-7,288
-22% -$1.41M
EQR icon
412
Equity Residential
EQR
$25.5B
$4.46M 0.04%
55,066
+3,462
+7% +$286K
IAGG icon
413
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$4.44M 0.04%
80,666
+8,048
+11% +$448K
FLOT icon
414
iShares Floating Rate Bond ETF
FLOT
$10.2B
$4.43M 0.04%
87,149
-8,270
-9% -$420K
AEE icon
415
Ameren
AEE
$31.1B
$4.43M 0.04%
54,651
+4,247
+8% +$362K
SPIP icon
416
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$4.41M 0.04%
141,641
+118,587
+514% +$3.72M
EMB icon
417
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.33M 0.04%
39,337
+9,816
+33% +$1.1M
MINC
418
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$4.3M 0.04%
87,974
-1,033
-1% -$50.5K
SPBO icon
419
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$4.26M 0.04%
121,491
+46,657
+62% +$1.66M
NUSC icon
420
Nuveen ESG Small-Cap ETF
NUSC
$1.29B
$4.25M 0.04%
97,760
+10,356
+12% +$457K
GILD icon
421
Gilead Sciences
GILD
$167B
$4.25M 0.04%
60,785
+5,400
+10% +$379K
ETN icon
422
Eaton
ETN
$150B
$4.23M 0.03%
28,333
-2,012
-7% -$322K
DKNG icon
423
DraftKings
DKNG
$12.2B
$4.2M 0.03%
87,252
+48,873
+127% +$2.59M
MRNA icon
424
Moderna
MRNA
$22.1B
$4.17M 0.03%
10,827
+2,631
+32% +$970K
AAL icon
425
American Airlines Group
AAL
$10.2B
$4.17M 0.03%
202,977
+13,620
+7% +$276K
15 16
17
18 19

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.