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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCOM icon
401
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$2.79M 0.03%
+61,345
New +$2.59M
DVY icon
402
iShares Select Dividend ETF
DVY
$23.8B
$2.79M 0.03%
28,984
-3,661
-11% -$332K
BLK icon
403
Blackrock
BLK
$167B
$2.79M 0.03%
3,860
-467
-11% -$310K
KEY icon
404
KeyCorp
KEY
$23.8B
$2.77M 0.03%
168,797
-59,388
-26% -$865K
CHY
405
Calamos Convertible and High Income Fund
CHY
$978M
$2.77M 0.03%
193,635
+3,215
+2% +$41.9K
AXP icon
406
American Express
AXP
$224B
$2.75M 0.03%
22,767
-5,554
-20% -$615K
CL icon
407
Colgate-Palmolive
CL
$74.8B
$2.73M 0.03%
31,862
-1,088
-3% -$90K
GILD icon
408
Gilead Sciences
GILD
$165B
$2.72M 0.03%
46,682
+3,047
+7% +$184K
UTES icon
409
Virtus Reaves Utilities ETF
UTES
$1.32B
$2.7M 0.03%
67,143
+2,544
+4% +$102K
SJNK icon
410
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$2.68M 0.03%
99,509
-1,808,303
-95% -$47.7M
PSA icon
411
Public Storage
PSA
$61.5B
$2.67M 0.03%
11,577
+91
+0.8% +$20.9K
BBAG icon
412
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$2.67M 0.03%
47,942
+8,014
+20% +$446K
PRU icon
413
Prudential Financial
PRU
$42.6B
$2.67M 0.03%
34,134
+8,642
+34% +$624K
ORCL icon
414
Oracle
ORCL
$339B
$2.66M 0.03%
41,188
-352
-0.8% -$21K
QDEF icon
415
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$2.65M 0.03%
55,215
-2,199
-4% -$101K
TFLO icon
416
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$2.65M 0.03%
52,609
-70,140
-57% -$3.53M
ROKU icon
417
Roku
ROKU
$21.6B
$2.64M 0.03%
7,940
+1,026
+15% +$269K
VTIP icon
418
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.63M 0.03%
51,537
+6,011
+13% +$306K
ITW icon
419
Illinois Tool Works
ITW
$84.1B
$2.63M 0.03%
12,881
+4,127
+47% +$843K
RSG icon
420
Republic Services
RSG
$67.4B
$2.62M 0.03%
27,239
+3,645
+15% +$347K
STOR
421
DELISTED
STORE Capital Corporation
STOR
$2.62M 0.03%
77,015
+8,092
+12% +$246K
SPHD icon
422
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$2.6M 0.03%
69,238
+28,277
+69% +$1.01M
AMT icon
423
American Tower
AMT
$83.5B
$2.6M 0.03%
11,563
-1,602
-12% -$372K
GM icon
424
General Motors
GM
$80.9B
$2.59M 0.03%
62,306
-40,950
-40% -$1.59M
SPSB icon
425
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.59M 0.03%
82,566
+846
+1% +$26.5K
15 16
17
18 19

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.