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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEC icon
401
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$1.39M 0.03%
22,188
+19,416
+700% +$1.39M
MCK icon
402
McKesson
MCK
$104B
$1.39M 0.03%
10,272
-562
-5% -$82.3K
PGR icon
403
Progressive
PGR
$128B
$1.39M 0.03%
18,795
+8,865
+89% +$683K
FLTB icon
404
Fidelity Limited Term Bond ETF
FLTB
$416M
$1.39M 0.03%
+27,816
New +$1.41M
HLT icon
405
Hilton Worldwide
HLT
$72.4B
$1.39M 0.03%
+20,310
New +$1.98M
TMO icon
406
Thermo Fisher Scientific
TMO
$214B
$1.39M 0.03%
4,886
+573
+13% +$181K
XLU icon
407
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$1.38M 0.03%
49,916
+4,696
+10% +$150K
CERN
408
DELISTED
Cerner Corp
CERN
$1.38M 0.03%
21,825
+974
+5% +$69.3K
BEP icon
409
Brookfield Renewable
BEP
$9.6B
$1.37M 0.03%
60,369
+19,105
+46% +$484K
BSX icon
410
Boston Scientific
BSX
$68.4B
$1.36M 0.03%
41,844
+35,732
+585% +$1.4M
MXIM
411
DELISTED
Maxim Integrated Products
MXIM
$1.35M 0.03%
27,850
+18,504
+198% +$1.06M
EMR icon
412
Emerson Electric
EMR
$81.6B
$1.35M 0.03%
28,326
+7,861
+38% +$518K
TSN icon
413
Tyson Foods
TSN
$21.5B
$1.34M 0.03%
23,199
+19,385
+508% +$1.45M
SHYD icon
414
VanEck Short High Yield Muni ETF
SHYD
$452M
$1.34M 0.03%
+59,612
New +$1.46M
BCE icon
415
BCE
BCE
$20.8B
$1.33M 0.03%
32,619
-1,415
-4% -$63.4K
CORP icon
416
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$1.31M 0.03%
+12,403
New +$1.36M
BDX icon
417
Becton Dickinson
BDX
$46.4B
$1.31M 0.03%
5,852
+167
+3% +$41.2K
OKTA icon
418
Okta
OKTA
$23.8B
$1.31M 0.03%
10,706
+387
+4% +$48.6K
BICK
419
DELISTED
First Trust BICK Index Fund
BICK
$1.31M 0.03%
+64,087
New +$1.69M
TXN icon
420
Texas Instruments
TXN
$248B
$1.29M 0.03%
12,926
+250
+2% +$30K
PCI
421
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.29M 0.03%
76,634
+60,119
+364% +$1.39M
PSK icon
422
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$1.27M 0.03%
32,502
-4,934
-13% -$209K
NVS icon
423
Novartis
NVS
$302B
$1.27M 0.03%
15,395
+966
+7% +$86.2K
SPGI icon
424
S&P Global
SPGI
$124B
$1.25M 0.03%
5,095
+2,246
+79% +$616K
WSFS icon
425
WSFS Financial
WSFS
$4.14B
$1.25M 0.03%
49,945
– –
15 16
17
18 19

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.