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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
401
Gabelli Equity Trust
GAB
$1.74B
$151K 0.01%
+24,989
New +$152K
BBVA icon
402
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$148K 0.01%
17,396
+1,391
+9% +$11.8K
JPC icon
403
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$144K 0.01%
13,911
-332
-2% -$3.47K
JPS
404
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$135K 0.01%
+13,264
New +$137K
FSK icon
405
FS KKR Capital
FSK
$2.98B
$118K 0.01%
4,011
-21,806
-84% -$701K
SIRI icon
406
SiriusXM
SIRI
$10B
$112K 0.01%
2,091
-267
-11% -$14.7K
EXG icon
407
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$100K 0.01%
10,697
-57,704
-84% -$539K
MUFG icon
408
Mitsubishi UFJ Financial
MUFG
$258B
$91K 0.01%
12,502
+98
+0.8% +$668
PMM
409
Franklin Managed Municipal Income Trust
PMM
$275M
$90K 0.01%
12,100
– –
NMM icon
410
Navios Maritime Partners
NMM
$2.25B
$73K 0.01%
+2,050
New +$64.7K
DHY
411
Credit Suisse High Yield Credit Fund
DHY
$238M
$66K 0.01%
23,157
-434
-2% -$1.23K
DNR
412
DELISTED
Denbury Resources, Inc.
DNR
$22K ﹤0.01%
10,000
– –
SDRL
413
DELISTED
Seadrill Limited Common Stock
SDRL
$4K ﹤0.01%
62
-2
-3% -$159
AJG icon
414
Arthur J. Gallagher & Co
AJG
$63.7B
– –
-17,158
Closed -$1.06M
AOD
415
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
– –
-20,710
Closed -$186K
AWP
416
abrdn Global Premier Properties Fund
AWP
$377M
– –
-56,529
Closed -$1.12M
BEN icon
417
Franklin Resources
BEN
$16.9B
– –
-20,076
Closed -$894K
BGX
418
Blackstone Long-Short Credit Income Fund
BGX
$135M
– –
-27,275
Closed -$439K
BIL icon
419
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
– –
-2,624
Closed -$240K
BNS icon
420
Scotiabank
BNS
$106B
– –
-4,900
Closed -$315K
BTZ icon
421
BlackRock Credit Allocation Income Trust
BTZ
$927M
– –
-46,831
Closed -$635K
BWG
422
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
– –
-76,951
Closed -$1.03M
BXMX
423
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-15,799
Closed -$221K
DBRG icon
424
DigitalBridge
DBRG
$2.94B
– –
-5,967
Closed -$300K
DSL
425
DoubleLine Income Solutions Fund
DSL
$1.21B
– –
-32,980
Closed -$701K
15 16
17
18 19

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.