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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
401
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-2,864
Closed -$267K
BNDX icon
402
Vanguard Total International Bond ETF
BNDX
$82B
– –
-6,725
Closed -$366K
DPZ icon
403
Domino's
DPZ
$11B
– –
-1,081
Closed -$229K
GWX icon
404
State Street SPDR S&P International Small Cap ETF
GWX
$861M
– –
-6,299
Closed -$210K
IEF icon
405
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-1,941
Closed -$207K
LEN icon
406
Lennar Class A
LEN
$20.4B
– –
-4,102
Closed -$208K
LVS icon
407
Las Vegas Sands
LVS
$30.5B
– –
-3,490
Closed -$223K
NEU icon
408
NewMarket
NEU
$7.17B
– –
-443
Closed -$204K
PFXF icon
409
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
– –
-10,442
Closed -$211K
RWR icon
410
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
– –
-3,468
Closed -$322K
SPEM icon
411
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
– –
-10,112
Closed -$337K
SPIP icon
412
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-9,932
Closed -$279K
SPIB icon
413
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-18,349
Closed -$631K
SPTL icon
414
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
– –
-6,666
Closed -$240K
SSO icon
415
ProShares Ultra S&P500
SSO
$7.82B
– –
-190,584
Closed -$2.13M
CUMB
416
DELISTED
Virtus Cumberland Municipal Bond ETF
CUMB
– –
-7,876
Closed -$200K
MORE
417
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-22,214
Closed -$216K
DD
418
DELISTED
Du Pont De Nemours E I
DD
– –
-6,992
Closed -$564K
RAI
419
DELISTED
Reynolds American Inc
RAI
– –
-10,328
Closed -$672K
SPLS
420
DELISTED
Staples Inc
SPLS
– –
-103,853
Closed -$1.05M
RBS.PRL.CL
421
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
– –
-8,179
Closed -$207K
13 14 15 16
17

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.