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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
376
HCA Healthcare
HCA
$92.8B
$10M 0.06%
40,738
-948
-2% -$259K
FUTY icon
377
Fidelity MSCI Utilities Index ETF
FUTY
$2.37B
$10M 0.06%
264,209
+95,986
+57% +$3.99M
LTPZ icon
378
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$699M
$10M 0.06%
+190,589
New +$10.8M
RDVY icon
379
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$10M 0.06%
217,606
+52,596
+32% +$2.51M
FENY icon
380
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$9.9M 0.06%
397,444
+62,722
+19% +$1.51M
HUBS icon
381
HubSpot
HUBS
$12.2B
$9.9M 0.06%
20,098
+998
+5% +$521K
VFH icon
382
Vanguard Financials ETF
VFH
$13.6B
$9.87M 0.06%
122,882
-1,879
-2% -$157K
DFAI
383
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$9.84M 0.06%
377,026
+72,213
+24% +$1.96M
SPLV icon
384
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$9.83M 0.06%
167,252
-292,932
-64% -$18.1M
IWO icon
385
iShares Russell 2000 Growth ETF
IWO
$14.4B
$9.73M 0.06%
43,387
+14,200
+49% +$3.4M
ISRG icon
386
Intuitive Surgical
ISRG
$130B
$9.71M 0.06%
33,228
+2,259
+7% +$705K
SCHA icon
387
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$9.69M 0.06%
467,946
+66,232
+16% +$1.45M
VDC icon
388
Vanguard Consumer Staples ETF
VDC
$8.14B
$9.68M 0.06%
53,018
+983
+2% +$190K
VXUS icon
389
Vanguard Total International Stock ETF
VXUS
$153B
$9.63M 0.06%
180,011
+12,157
+7% +$679K
AOM icon
390
iShares Core Moderate Allocation ETF
AOM
$1.75B
$9.57M 0.06%
245,749
+76,212
+45% +$3.05M
CMBS icon
391
iShares CMBS ETF
CMBS
$474M
$9.56M 0.06%
212,193
+60,689
+40% +$2.76M
EFA icon
392
iShares MSCI EAFE ETF
EFA
$76.8B
$9.54M 0.06%
138,432
-118,503
-46% -$8.49M
DHR icon
393
Danaher
DHR
$140B
$9.53M 0.06%
43,340
+4,192
+11% +$935K
MCHP icon
394
Microchip Technology
MCHP
$41.1B
$9.52M 0.06%
121,991
+953
+0.8% +$79.8K
DOX icon
395
Amdocs
DOX
$5.83B
$9.45M 0.06%
111,905
-5,436
-5% -$491K
MINT icon
396
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$9.44M 0.06%
94,274
+30,890
+49% +$3.08M
JBHT icon
397
JB Hunt Transport Services
JBHT
$26.1B
$9.38M 0.06%
49,744
+6,612
+15% +$1.27M
NUE icon
398
Nucor
NUE
$60.5B
$9.33M 0.06%
59,644
+182
+0.3% +$30.1K
XLF icon
399
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$9.31M 0.06%
280,764
+56,468
+25% +$1.95M
BWA icon
400
BorgWarner
BWA
$13B
$9.3M 0.06%
230,440
-22,621
-9% -$958K
14 15
16
17 18

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.