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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLG icon
376
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$6.22M 0.04%
168,500
+22,530
+15% +$803K
REGN icon
377
Regeneron Pharmaceuticals
REGN
$72.9B
$6.21M 0.04%
9,838
+5,658
+135% +$3.48M
SYK icon
378
Stryker
SYK
$133B
$6.18M 0.04%
23,128
+1,419
+7% +$372K
XHB icon
379
State Street SPDR S&P Homebuilders ETF
XHB
$1.69B
$6.18M 0.04%
+72,095
New +$5.78M
DOW icon
380
Dow Inc
DOW
$20.8B
$6.11M 0.04%
107,688
+5,159
+5% +$294K
XYZ
381
Block Inc
XYZ
$49.5B
$6.08M 0.04%
37,653
+293
+0.8% +$63.5K
PDBC icon
382
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$6.06M 0.04%
431,276
+208,675
+94% +$4.11M
NXPI icon
383
NXP Semiconductors
NXPI
$65.4B
$6.06M 0.04%
26,616
+5,956
+29% +$1.27M
MSCI icon
384
MSCI
MSCI
$42.1B
$6.04M 0.04%
9,866
-717
-7% -$450K
LGOV icon
385
First Trust Long Duration Opportunities ETF
LGOV
$625M
$6.04M 0.04%
217,626
+22,525
+12% +$625K
VDC icon
386
Vanguard Consumer Staples ETF
VDC
$8.14B
$6.03M 0.04%
30,164
+3,369
+13% +$635K
VCLT icon
387
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$5.96M 0.04%
56,289
-1,277
-2% -$136K
NOBL icon
388
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$5.89M 0.04%
120,080
+30,658
+34% +$1.45M
OEF icon
389
iShares S&P 100 ETF
OEF
$19.8B
$5.74M 0.04%
26,170
-276,158
-91% -$58.5M
PSL icon
390
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86M
$5.74M 0.04%
+62,718
New +$5.64M
DDWM icon
391
WisdomTree Dynamic International Equity Fund
DDWM
$1.48B
$5.7M 0.04%
184,875
+6,434
+4% +$196K
COUP
392
DELISTED
Coupa Software Incorporated
COUP
$5.68M 0.04%
35,956
+4,183
+13% +$861K
KEY icon
393
KeyCorp
KEY
$24.3B
$5.61M 0.04%
242,494
+17,981
+8% +$417K
SLV icon
394
iShares Silver Trust
SLV
$27.6B
$5.49M 0.04%
254,996
-8,923
-3% -$193K
VONV icon
395
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$5.48M 0.04%
74,280
+7,382
+11% +$531K
VTEB icon
396
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$5.47M 0.04%
99,684
+12,470
+14% +$683K
JNK icon
397
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$5.45M 0.04%
50,173
-10,535
-17% -$1.14M
GD icon
398
General Dynamics
GD
$106B
$5.44M 0.04%
26,080
-8,657
-25% -$1.75M
FPEI icon
399
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$5.39M 0.04%
264,230
+12,824
+5% +$263K
TFLO icon
400
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$5.34M 0.04%
106,160
-83,954
-44% -$4.22M
14 15
16
17 18

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.